Rules for Retail Collective Investment Schemes
Introduction to the Investment Services Rules for Retail Collective Investment Schemes
Part A – The Application Process
Part A – The Application Process
Application for a Licence to operate as a Malta based Retail Collective Investment Scheme
Application for a Licence to operate as an Overseas based Retail Collective Investment Scheme
Retail AIF Prospectus Checklist
UCITS Depositary Agreement Checklist
National Rules for Marketing of European UCITS Schemes in Malta
Part B – Standard Licence Conditions
Part B I – Malta based Retail Non-UCITS Collective Investment Schemes
Part B II – Malta based Retail UCITS Collective Investment Schemes
Appendix I – Contents of the Prospectus
Appendix II – Contents of the Financial Statements
Appendix III – Contents of the Constitutional Documents
Appendix IV – Distribution of Income
Appendix V – Monthly Statistical Return – Deleted
Appendix VIII – Supplementary Licence Conditions Applicable to Schemes setup as Money Market Funds – Deleted
Appendix VIII – Supplementary Licence Conditions Applicable to Self-Managed Schemes
Appendix IX AIF-Specific Information to be provided
Appendix X – Complaints Handling
Glossary
Glossary to the Investment Services Rules for Retail Collective Investment Schemes
Guidance
Fund Managers, Collective Investment Schemes and Recognised Persons Documentation Timetable