Conduct of Business Circulars

JUNE 16, 2025
ESMA Launches Call for Evidence on the Retail Investor Journey: Understanding Retail Participation in Capital Markets
DECEMBER 04, 2024
Financial Instruments Survey
SEPTEMBER 11, 2024
Circular on the Benchmarks Regulation (‘BMR’) – Notice of Update to the Benchmarks Return Template
AUGUST 01, 2024
Circular on the Publication of the Credit Servicers and Credit Purchasers Act and Other Relevant Legal Instruments
JULY 15, 2024
Circular on the Benchmarks Regulation (‘BMR’) – Update to the Information Gathered relating to the Use of Benchmarks
JUNE 21, 2024
Marketing Campaigns and Selling Practices in relation to Financial Products and the Use of Cold-Calling
JUNE 19, 2024
The European Securities and Markets Authority (“ESMA”) Issues Initial Guidance Emanating from MIFID II Requirements to Firms using Artificial Intelligence Technologies when Offering Retail Investment Services
JUNE 03, 2024
Submission of the List of Financial Instruments
APRIL 23, 2024
Submission of the Conduct Related Data Return for Credit Institutions
FEBRUARY 19, 2024
The European Securities and Markets Authority (“ESMA”) Clarifies Certain Best Execution Reporting Requirements under MiFID II