Conduct of Business Circulars

APRIL 08, 2020
Final Report: ESMA’s Technical Advice to the Commission on the impact of the inducements and costs and charges disclosure requirements under MiFID II
APRIL 01, 2020
COVID-19: Clarification of issues related to the publication of reports by execution venues and firms as required under RTS 27 and RTS 28
APRIL 01, 2020
Circular addressed to Companies and individuals registered to act as a company service provider in terms of the Company Service Providers Act
APRIL 01, 2020
Circular addressed to Trustees and other fiduciaries authorised in terms of article 43 of the Trusts and Trustees Act
APRIL 01, 2020
Circular addressed to Companies and individuals authorised as Administrators of Private Foundations in terms of article 43(12)(b) of the Trusts and Trustees Act
APRIL 01, 2020
Circular addressed to Companies authorised to act as a Trustee of Family Trusts in terms of article 43B of the Trusts and Trustees Act
MARCH 26, 2020
ESMA Extends Consultation Response Dates
MARCH 23, 2020
COVID-19: Clarification of issues related to the application of MiFID II requirements on the recording of telephone conversations
MARCH 21, 2020
Timing of regulatory reporting due to the outbreak of COVID-19
As outlined in previous communications, the MFSA expects regulated firms to take all reasonable measures in order to have appropriate contingency plans in place to be able to deal with any eventuality relating to the outbreak of COVID-19. Read full circular in resources below. ...
MARCH 13, 2020
Circular on Contingency Planning in light of COVID-19