Conduct of Business Circulars

SEPTEMBER 02, 2021
Conduct of Business Rulebook Revisions
AUGUST 03, 2021
Supply Chain Security Attacks
JULY 29, 2021
ESMA Public Statement on Special Purpose Acquisition Companies (‘SPAC’): Investor Protection Considerations
JULY 29, 2021
ESMA Public Statement Highlighting Areas for Improvement in Compliance with MiFID II Suitability Requirements
JULY 29, 2021
Consultation on Guidelines on Certain Aspects of the MiFID II Remuneration Requirements
JULY 23, 2021
European Securities and Markets Authority: Updates
JULY 22, 2021
ESMA Statement on PFOF and zero commission brokers
JULY 22, 2021
ESMA Opinion on Product Intervention Measures relating to Turbos
JULY 22, 2021
Marketing campaigns in relation to financial products or services linked to rewards or giveaways
JULY 20, 2021
Conduct of Business Rulebook Revisions