Notices and Decisions

JULY 23, 2024
Regulatory Action against Company Service Provider (“the CSP”) – Ref: 2024-52
The Malta Financial Services Authority (“MFSA”) decided to proceed with imposing an administrative penalty of three thousand and three hundred Euro (€3,300) on the CSP. Business Activity: Company Service Provider BREACHES The MFSA determined that the CSP has acted in breach of Rule 17 ...
JULY 23, 2024
Regulatory Action against Company Service Provider (“the CSP”) – Ref: 2024-51
The Malta Financial Services Authority (“MFSA”) decided to proceed with imposing an administrative penalty of five thousand and four hundred Euro (€5,400) on the CSP. Business Activity: Company Service Provider BREACHES The MFSA determined that the CSP has acted in breach of Rule 17.0 ...
JULY 23, 2024
Regulatory Action against Company Service Provider (“the CSP”) – Ref: 2024-50
The Malta Financial Services Authority (“MFSA”) decided to proceed with imposing an administrative penalty of two thousand seven hundred and fifty Euro (€2,750) on the CSP. Business Activity: Company Service Provider BREACHES The MFSA determined that the CSP has acted in breach of Rul ...
JULY 23, 2024
Regulatory Action against Company Service Provider (“the CSP”) – Ref: 2024-49
The Malta Financial Services Authority (“MFSA”) decided to proceed with imposing an administrative penalty of two thousand seven hundred and fifty Euro (€2,750) on the CSP. Business Activity: Company Service Provider BREACHES The MFSA determined that the CSP has acted in breach of Rul ...
JULY 23, 2024
Regulatory Action against Company Service Provider (“the CSP”) – Ref: 2024-48
The Malta Financial Services Authority (“MFSA”) decided to proceed with imposing an administrative penalty of five hundred Euro (€500) on the CSP. Business Activity: Company Service Provider BREACHES The MFSA determined that the CSP has acted in breach of Rule 17.07 of the CSP Ruleboo ...
JULY 23, 2024
Regulatory Action against Company Service Provider (“the CSP”) – Ref: 2024-47
The Malta Financial Services Authority (“MFSA”) decided to proceed with imposing an administrative penalty of two thousand six hundred and forty Euro (€2,640) on the CSP. Business Activity: Company Service Provider BREACHES The MFSA determined that the CSP has acted in breach of Rule ...
JULY 22, 2024
Surrender of Licence by V.I.P. Select Funds SICAV plc
This notice is to make the general public aware that V.I.P. Select Funds SICAV plc (“the Scheme”) requested the Malta Financial Services Authority (“MFSA”) to accept the surrender of the Collective Investment Scheme Licence granted to one of its sub-funds, namely the Sound Money Portfolio Fu ...
JULY 19, 2024
Surrender of Licence by Open Door SICAV plc
This notice is to make the general public aware that Open Door SICAV plc (“the Scheme”) requested the Malta Financial Services Authority (“MFSA”) to accept the surrender of the collective investment scheme licence granted to the Scheme and its Sub-Fund, namely, Open Door China Healthcare Fun ...
JULY 18, 2024
Regulatory Action against Collective Investment Scheme – Ref: 2024-46
The Malta Financial Services Authority (“MFSA”) decided to proceed with imposing an administrative penalty of one thousand and seven hundred Euro (€1,700) on the Retail UCITS Scheme. BREACHES The MFSA determined that the Retail UCITS Scheme has acted in breach of SLC 12.8 of Part BII of ...
JULY 18, 2024
Regulatory Action against Collective Investment Scheme – Ref: 2024-45
The Malta Financial Services Authority (“MFSA”) decided to proceed with imposing an administrative penalty of one thousand and five hundred Euro (€1,500) on the Retail UCITS Scheme. BREACHES The MFSA determined that the Retail UCITS Scheme has acted in breach of SLC 1.3(i) of Appendix II ...