Notices and Decisions

The Malta Financial Services Authority (“MFSA”) decided to proceed with imposing an administrative penalty of ten thousand and two hundred Euro (€10,200) on the Trustee. BREACHES The MFSA determined that the Trustee has acted in breach of Regulation 3(1) of the Trusts and Trustees Act (R ...

The Malta Financial Services Authority (“MFSA”) decided to proceed with imposing an administrative penalty of two thousand (€2,000) on the Trustee. BREACHES The MFSA determined that the Trustee has acted in breach of Regulation 5(1) of the Trusts and Trustees Act (Register of Beneficial ...

The Malta Financial Services Authority (“MFSA”) decided to proceed with imposing an administrative penalty of one thousand Euro (€1,000) on an Insurance Principal. BREACHES The MFSA determined that the Insurance Principal has acted in breach of Paragraph 8.10.3 of Chapter 8 of the Insura ...

The Malta Financial Services Authority (“MFSA”) decided to proceed with imposing an administrative penalty of two thousand Euro (€2,000) on the Professional Investor Fund. BREACHES The MFSA determined that the Professional Investor Fund has acted in breach of SLC 4.1 of Appendix I to the ...

LEI Code: 2138001EFXUV7PKSGX28 This notice is to make the general public aware that Gamma Capital Markets Limited (“the AIFM”) requested the Malta Financial Services Authority (“MFSA”) to accept the removal of GC Nest SICAV plc (“the Scheme”) and its Sub-Fund, Margarita, from the MFSA ...

LEI Code: 213800RZJX1BIQVYRX04 This notice is to make the general public aware that FCS Asset Management Ltd (“the Company”) requested the Malta Financial Services Authority (“MFSA”) to accept the surrender of the UCITS Manager and AIF Manager licences granted to it. This surrender is ent ...

LEI Code: 529900F1JGNO23FV8M70 This notice is to make the general public aware that Falcon NR&I Fund SICAV plc (“the Scheme”) requested the Malta Financial Services Authority (“MFSA”) to accept the surrender of the collective investment scheme licence granted to one of its sub-funds, ...

This notice is to make the general public aware that Euromena IV LP (“the Scheme”) requested the Malta Financial Services Authority (“MFSA”) to accept the surrender of the collective investment scheme licence granted to the Scheme. This surrender is entirely voluntary and does not arise as a ...

The Malta Financial Services Authority (“MFSA”) decided to proceed with imposing an administrative penalty of seven thousand and fifty Euro (€7,050) on a Financial Institution. BREACHES The MFSA determined that the Financial Institution has acted in breach of Article 17b of the Financial ...

The Malta Financial Services Authority (“MFSA”) decided to proceed with imposing an administrative penalty of six hundred and fifty Euro (€650) on a Financial Institution. BREACHES The MFSA determined that the Financial Institution has acted in breach of Paragraph 35 of the Financial Ins ...