Notices and Decisions

The Malta Financial Services Authority (“MFSA”) decided to proceed with imposing an administrative penalty of one hundred and five thousand Euro (€105,000) and directed Dr Pio Valletta to: cease with immediate effect the provision of unauthorised Company Services Provider (‘’CSP’’ ...

The Malta Financial Services Authority (“MFSA”) decided to proceed with imposing an administrative penalty of five hundred Euro (€500) on the CSP. Business Activity: Company Service Provider BREACHES The MFSA determined that the CSP has acted in breach of Rule 17.07 of the CSP Ruleboo ...

The Malta Financial Services Authority (“MFSA”) decided to proceed with imposing an administrative penalty of five hundred Euro (€500) on the CSP. Business Activity: Company Service Provider BREACHES The MFSA determined that the CSP has acted in breach of Rule R3-13.3 of the CSP Ruleb ...

The Malta Financial Services Authority (“MFSA”) decided to proceed with imposing an administrative penalty of five hundred Euro (€500) on the CSP. Business Activity: Company Service Provider BREACHES The MFSA determined that the CSP has acted in breach of Rule 17.07 of the CSP Ruleboo ...

The Malta Financial Services Authority (“MFSA”) decided to proceed with imposing an administrative penalty of five hundred Euro (€500) on the CSP. Business Activity: Company Service Provider BREACHES The MFSA determined that the CSP has acted in breach of Rule 17.07 of the CSP Ruleboo ...

The Malta Financial Services Authority (“MFSA”) decided to proceed with imposing an administrative penalty of six hundred Euro (€600) on the CSP. Business Activity: Company Service Provider BREACHES The MFSA determined that the CSP has acted in breach of Rule R3-13.3 of the CSP Rulebo ...

The Malta Financial Services Authority (“MFSA”) decided to proceed with imposing an administrative penalty of five thousand and fifty Euro (€5,050) on the Retail UCITS Scheme. BREACHES The MFSA determined that the Retail UCITS Scheme has acted in breach of SLC 12.8 of Part B of the Inves ...

LEI Code: 213800JTUYGRIDQLZ744 This notice is to make the general public aware that Sunshine Fund (Malta) SICAV Ltd (“the Scheme”) requested the Malta Financial Services Authority (“MFSA”) to accept the surrender of the collective investment scheme licence granted to one of its sub-funds, ...

This notice is to make the general public aware that Altarius Asset Management Limited (“the AIFM”) requested the Malta Financial Services Authority (“MFSA”) to accept the removal of Co-Investment Fund 5 (“the Sub-Fund”) from the MFSA’s List of Notified AIFs (“NAIFs”). This removal ...

This notice is to make the general public aware that Altarius Asset Management Limited (“the AIFM”) requested the Malta Financial Services Authority (“MFSA”) to accept the removal of Co-Investment Feeder Fund 5 (“the Sub-Fund”) from the MFSA’s List of Notified AIFs (“NAIFs”). This ...