Notices and Decisions

JULY 27, 2026
Regulatory Action against Professional Investor Fund – Ref: 2026-33
The Malta Financial Services Authority (“MFSA”) decided to proceed with imposing an administrative penalty of five hundred Euro (€500) on the Professional Investor Fund. BREACHES The MFSA determined that the Professional Investor Fund has acted in breach of SLC 1.62(ii) of Part BII of th ...
JULY 27, 2026
Regulatory Action against Professional Investor Fund – Ref: 2026-32
The Malta Financial Services Authority (“MFSA”) decided to proceed with imposing an administrative penalty of five hundred Euro (€500) on the Professional Investor Fund. BREACHES The MFSA determined that the Professional Investor Fund has acted in breach of SLC 4.1 (iii) of Appendix I to ...
JULY 27, 2026
Regulatory Action against Professional Investor Fund – Ref: 2026-31
The Malta Financial Services Authority (“MFSA”) decided to proceed with imposing an administrative penalty of six hundred and fifty Euro (€650) on the Professional Investor Fund. BREACHES The MFSA determined that the Professional Investor Fund has acted in breach of SLC 4.1 (iii) of Appe ...
JULY 27, 2026
Regulatory Action against Professional Investor Fund – Ref: 2026-30
The Malta Financial Services Authority (“MFSA”) decided to proceed with imposing an administrative penalty of five hundred Euro (€500) on the Professional Investor Fund. BREACHES The MFSA determined that the Professional Investor Fund has acted in breach of SLC 1.38 of the Investment Ser ...
JULY 22, 2026
Regulatory Action against Investedge UCITS SICAV plc (“the Scheme”)
The Malta Financial Services Authority (“MFSA”) decided to proceed with the cancellation of the collective investment licence of the Scheme and that of its sub-fund in terms of Article 7(3)(b) of the Investment Services Act. Address: Investedge UCITS SICAV plc Nu Bis Centre Mosta Road, L ...
JULY 20, 2026
Surrender of Licence by Vilhena Funds SICAV p.l.c.
This notice is to make the general public aware that Vilhena Funds SICAV plc (“the Scheme”) has requested the Malta Financial Services Authority (“MFSA”) to accept the surrender of the collective investment scheme licence granted to the Scheme in relation to its sub-fund, namely, Vilhena Eur ...
JULY 14, 2026
Regulatory Action against Investment Services Provider – Ref: 2026-29
The Malta Financial Services Authority (“MFSA”) decided to proceed with imposing an administrative penalty of five thousand and forty Euro (€5,040) on the Alternative Investment Fund Manager (“AIFM”). BREACHES The MFSA determined that the AIFM has acted in breach of SLC 5.02 and SLC ...
JULY 14, 2026
Regulatory Action against Investment Services Provider – Ref: 2026-28
The Malta Financial Services Authority (“MFSA”) decided to proceed with imposing an administrative penalty of four thousand and four hundred Euro (€4,400) on the Alternative Investment Fund Manager (“AIFM”). BREACHES The MFSA determined that the AIFM has acted in breach of SLC 5.02 a ...
JULY 14, 2026
Regulatory Action against Investment Services Provider – Ref: 2026-27
The Malta Financial Services Authority (“MFSA”) decided to proceed with imposing an administrative penalty of four thousand and four hundred Euro (€4,400) on the Alternative Investment Fund Manager (“AIFM”). BREACHES The MFSA determined that the AIFM has acted in breach of SLC 5.02 a ...
JULY 14, 2026
Regulatory Action against Collective Investment Scheme – Ref: 2026-26
The Malta Financial Services Authority (“MFSA”) decided to proceed with imposing an administrative penalty of six hundred Euro (€600) on the Retail UCITS Scheme. BREACHES The MFSA determined that the Retail UCITS Scheme has acted in breach of SLC 1.3(ii) of Appendix II to Part B of the I ...