Notices and Decisions

JUNE 16, 2026
Surrender of Licence by FMG Funds SICAV p.l.c.
This notice is to make the general public aware that, as a result of the mergers of two Sub-Funds within FMG Funds SICAV plc (“the Scheme”), namely, FMG (EU) China Fund and FMG (EU) India Opportunity Fund, (collectively, “the Sub-Funds”) into the Emerging Market Favourites Fund, another Sub- ...
JUNE 16, 2026
Surrender of Recognition Certificate by Scotstone RICC Limited
This notice is to make the general public aware that Scotstone RICC Limited (“the Company”) requested the Malta Financial Services Authority (“MFSA”) to accept the surrender of its Recognition Certificate to provide administration services to incorporated cells. The MFSA has accepted the Com ...
JUNE 15, 2026
Regulatory Action against Company Service Provider (“the CSP”) – Ref: 2026-20
The Malta Financial Services Authority (“MFSA”) decided to proceed with imposing an administrative penalty of two thousand Euro (€2,000) on the CSP. Business Activity: Company Service Provider BREACHES The MFSA determined that the CSP has acted in breach of Rule R3-13.2 of the CSP Rul ...
JUNE 15, 2026
Regulatory Action against Company Service Provider (“the CSP”) – Ref: 2026-19
The Malta Financial Services Authority (“MFSA”) decided to proceed with imposing an administrative penalty of two thousand Euro (€2,000) on the CSP. Business Activity: Company Service Provider BREACHES The MFSA determined that the CSP has acted in breach of Rule R3-13.2 of the CSP Rul ...
JUNE 15, 2026
Regulatory Action against Company Service Provider (“the CSP”) – Ref: 2026-18
The Malta Financial Services Authority (“MFSA”) decided to proceed with imposing an administrative penalty of four thousand and eight hundred Euro (€4,800) on the CSP. Business Activity: Company Service Provider BREACHES The MFSA determined that the CSP has acted in breach of Rule R3- ...
JUNE 10, 2026
Regulatory Action against Retirement Scheme Administrator – Ref: 2026-17
The Malta Financial Services Authority (“MFSA”) decided to proceed with imposing an administrative penalty of one thousand and one hundred Euro (€1,100) on a Retirement Scheme Administrator. BREACHES The MFSA determined that the Retirement Scheme Administrator has acted in breach of Arti ...
JUNE 10, 2026
Regulatory Action against Recognised Incorporated Cell Company – Ref: 2026-16
The Malta Financial Services Authority (“MFSA”) decided to proceed with imposing an administrative penalty of six hundred Euro (€600) on the Recognised Incorporated Cell Company. BREACHES The MFSA determined that the Recognised Incorporated Cell Company has acted in breach of SLC 6.4(ii) ...
JUNE 10, 2026
Regulatory Action against Investment Services Provider – Ref: 2026-15
The Malta Financial Services Authority (“MFSA”) decided to proceed with imposing an administrative penalty of four thousand and two hundred Euro (€4,200) on the Alternative Investment Fund Manager (“AIFM”). BREACHES The MFSA determined that the AIFM has acted in breach of SLC 5.02 an ...
JUNE 10, 2026
Regulatory Action against Collective Investment Scheme – Ref: 2026-14
The Malta Financial Services Authority (“MFSA”) decided to proceed with imposing an administrative penalty of five hundred Euro (€500) on the Alternative Investment Fund (“AIF”). BREACHES The MFSA determined that the AIF has acted in breach of SLC 5.09 of Part B of the Investment Ser ...
JUNE 10, 2026
Regulatory Action against Collective Investment Scheme – Ref: 2026-13
The Malta Financial Services Authority (“MFSA”) decided to proceed with imposing an administrative penalty of five hundred Euro (€500) on the Alternative Investment Fund (“AIF”). BREACHES The MFSA determined that the AIF has acted in breach of SLC 5.09 of Part B of the Investment Ser ...