Prevention of Market Abuse Circulars

SEPTEMBER 11, 2024
Circular on the Benchmarks Regulation (‘BMR’) – Notice of Update to the Benchmarks Return Template
AUGUST 09, 2024
European Commission: Targeted Consultation Assessing the Adequacy of Macroprudential Policies for Non-Bank Financial Intermediation (NBFI)
JULY 15, 2024
Circular on the Benchmarks Regulation (‘BMR’) – Update to the Information Gathered relating to the Use of Benchmarks
JUNE 04, 2024
ESMA Issues Statement to Remind Issuers of the Legislative Framework Applicable to ‘Pre-Close Calls’
APRIL 01, 2024
Establishing and Classifying the Organisation Size of Entities Within the Remit of Capital Markets Supervision
FEBRUARY 09, 2024
Circular on the Market Abuse Regulation (‘MAR’the ‘Regulation’) – ESMA Issues Warning for People Posting Investment Recommendations on Social Media
FEBRUARY 01, 2024
Establishing and Classifying the Organisation Size
OCTOBER 16, 2023
Circular on the Benchmarks Regulation (‘BMR’) – Update to the Information Gathered relating to the Use of Benchmarks
AUGUST 09, 2023
Observations from Supervisory Inspections held with Issuers on the Prevention of Financial Market Abuse
JULY 17, 2023
ESMA Does Not Find Evidence to Ban Pre-Hedging but Warns on Risks