Notices and Decisions

JULY 22, 2026
Regulatory Action against Investedge UCITS SICAV plc (“the Scheme”)
The Malta Financial Services Authority (“MFSA”) decided to proceed with the cancellation of the collective investment licence of the Scheme and that of its sub-fund in terms of Article 7(3)(b) of the Investment Services Act. Address: Investedge UCITS SICAV plc Nu Bis Centre Mosta Road, L ...
JULY 20, 2026
Surrender of Licence by Vilhena Funds SICAV p.l.c.
This notice is to make the general public aware that Vilhena Funds SICAV plc (“the Scheme”) has requested the Malta Financial Services Authority (“MFSA”) to accept the surrender of the collective investment scheme licence granted to the Scheme in relation to its sub-fund, namely, Vilhena Eur ...
JULY 14, 2026
Regulatory Action against Investment Services Provider – Ref: 2026-29
The Malta Financial Services Authority (“MFSA”) decided to proceed with imposing an administrative penalty of five thousand and forty Euro (€5,040) on the Alternative Investment Fund Manager (“AIFM”). BREACHES The MFSA determined that the AIFM has acted in breach of SLC 5.02 and SLC ...
JULY 14, 2026
Regulatory Action against Investment Services Provider – Ref: 2026-28
The Malta Financial Services Authority (“MFSA”) decided to proceed with imposing an administrative penalty of four thousand and four hundred Euro (€4,400) on the Alternative Investment Fund Manager (“AIFM”). BREACHES The MFSA determined that the AIFM has acted in breach of SLC 5.02 a ...
JULY 14, 2026
Regulatory Action against Investment Services Provider – Ref: 2026-27
The Malta Financial Services Authority (“MFSA”) decided to proceed with imposing an administrative penalty of four thousand and four hundred Euro (€4,400) on the Alternative Investment Fund Manager (“AIFM”). BREACHES The MFSA determined that the AIFM has acted in breach of SLC 5.02 a ...
JULY 14, 2026
Regulatory Action against Collective Investment Scheme – Ref: 2026-26
The Malta Financial Services Authority (“MFSA”) decided to proceed with imposing an administrative penalty of six hundred Euro (€600) on the Retail UCITS Scheme. BREACHES The MFSA determined that the Retail UCITS Scheme has acted in breach of SLC 1.3(ii) of Appendix II to Part B of the I ...
JULY 14, 2026
Regulatory Action against Collective Investment Scheme – Ref: 2026-25
The Malta Financial Services Authority (“MFSA”) decided to proceed with imposing an administrative penalty of one thousand and one hundred Euro (€1,100) on the Retail UCITS Scheme. BREACHES The MFSA determined that the Retail UCITS Scheme has acted in breach of SLC 1.3(i) of Appendix II ...
JULY 14, 2026
Regulatory Action against Retirement Scheme Administrator – Ref: 2026-24
The Malta Financial Services Authority (“MFSA”) decided to proceed with imposing an administrative penalty of five hundred Euro (€500) on a Retirement Scheme Administrator. BREACHES The MFSA determined that the Retirement Scheme Administrator has acted in breach of Paragraph B.4.3.14 and ...
JULY 14, 2026
Regulatory Action against Recognised Incorporated Cell Company – Ref: 2026-23
The Malta Financial Services Authority (“MFSA”) decided to proceed with imposing an administrative penalty of three thousand and fifty Euro (€3,050) on the Recognised Incorporated Cell Company. BREACHES The MFSA determined that the Recognised Incorporated Cell Company has acted in breach ...
JULY 14, 2026
Regulatory Action against Collective Investment Scheme – Ref: 2026-22
The Malta Financial Services Authority (“MFSA”) decided to proceed with imposing an administrative penalty of six thousand and three hundred Euro (€6,300) on the Retail UCITS Scheme. BREACHES The MFSA determined that the Retail UCITS Scheme has acted in breach of SLC 12.8, SLC 12.8 (i)(i ...