Notices and Decisions

LEI Code: 213800E9USJC1WZ73794 This notice is to make the general public aware that EIP Levant (SICAV) plc (“the Scheme”) requested the Malta Financial Services Authority (“MFSA”) to accept the surrender of the collective investment scheme licence granted to the Scheme. This surrender is ...

This notice is to make the general public aware that, as a result of a recent merger between the Beta Fund, Delta Fund and Gamma Fund of the Futura Funds SICAV p.l.c (the “Scheme”), the Malta Financial Services Authority (“MFSA”) was requested to accept the surrender of the collective invest ...

This notice is to make the general public aware that the Scheme Investments Aleph SICAV plc (the “Scheme”) requested the Malta Financial Services Authority (“MFSA”) to accept the surrender of the Recognition Certificate granted to the Scheme. The MFSA has accepted the Scheme’s request. Thi ...

This notice is to make the general public aware that Swissindependent Corporate Services Limited (“the Company”) requested the Malta Financial Services Authority (“MFSA”) to accept the surrender of the authorisation which was issued to the Company to act as a Class C company service provider ...

The Malta Financial Services Authority (“MFSA” or the “Authority”) has been looking into certain matters related to the Company in relation to failings which resulted from the Authority’s supervisory engagement with the Company. The Authority has considered the goodwill demonstrated by the ...

The Malta Financial Services Authority (“MFSA”) decided to proceed with imposing an administrative penalty of five hundred and fifty Euro (€550) on a Retirement Scheme Administrator. BREACHES The MFSA determined that the Retirement Scheme Administrator has acted in breach of Article 20 o ...

The Malta Financial Services Authority (“MFSA”) decided to proceed with imposing an administrative penalty of one thousand and fifty Euro (€1,050) on a Registered Investment Manager. BREACHES The MFSA determined that the Registered Investment Manager has acted in breach of Article 20 of ...

The Malta Financial Services Authority (“MFSA”) decided to proceed with imposing an administrative penalty of five hundred and sixty Euro (€560) on a Retirement Scheme Administrator. BREACHES The MFSA determined that the Retirement Scheme Administrator has acted in breach of Article 20 o ...

LEI Code: 485100E1IQFAHFMAXX43 This notice is to make the general public aware that J.B. Sorotto Limited (“the Company”) requested the Malta Financial Services Authority (“MFSA”) to accept the surrender of the authorisation which was issued to the Company to act as a Class C company servi ...

This notice is to make the general public aware that Natasha Cachia requested the Malta Financial Services Authority (“MFSA”) to accept the surrender of the authorisation which was issued to the individual to act as an under threshold Class B  Company Service Provider in terms of Article 5 of t ...