Notices and Decisions

The Malta Financial Services Authority (“MFSA”) decided to proceed with imposing an administrative penalty of one thousand and one hundred Euro (€1,100) on the Retail UCITS Scheme. BREACHES The MFSA determined that the Retail UCITS Scheme has acted in breach of SLC 1.3(i) of Appendix II ...

The Malta Financial Services Authority (“MFSA”) decided to proceed with imposing an administrative penalty of five hundred Euro (€500) on the Retail UCITS Scheme. BREACHES The MFSA determined that the Retail UCITS Scheme has acted in breach of SLC 1.3(ii) of Appendix II to Part B of the ...

The Malta Financial Services Authority (“MFSA”) decided to proceed with imposing an administrative penalty of five hundred Euro (€500) on the Retail UCITS Scheme. BREACHES The MFSA determined that the Retail UCITS Scheme has acted in breach of SLC 1.3(i) of Appendix II to Part B of the I ...

The Malta Financial Services Authority (“MFSA”) decided to proceed with imposing an administrative penalty of one thousand and three hundred Euro (€1,300) on the Retail UCITS Scheme. BREACHES The MFSA determined that the Retail UCITS Scheme has acted in breach of SLC 1.3(i) of Appendix I ...

This notice is to make the general public aware that Gnosis Management Ltd (“the Company”) requested the Malta Financial Services Authority (“MFSA”) to accept the surrender of the authorisation which was issued to the Company to act as a Class C company service provider in terms of Article 5 ...

This notice is to make the general public aware that Malta Microfinance Limited (‘the Institution’) requested the Malta Financial Services Authority (‘MFSA’) to accept the surrender of its Financial Institution Licence. The MFSA has accepted the Institution’s request. This surrender is ent ...

The Malta Financial Services Authority (“MFSA”) decided to proceed with imposing an administrative penalty of six hundred and fifty Euro (€650) on a VFASP. BREACHES The MFSA determined that the VFASP has acted in breach of R3-3.5.4.4.3 of the VFA Rulebook. REGULATORY ACTION On 28 J ...

The Malta Financial Services Authority (“MFSA”) decided to proceed with imposing an administrative penalty of six hundred and fifty Euro (€650) on a VFASP. BREACHES The MFSA determined that the VFASP has acted in breach of R3-3.5.4.4.3 of the VFA Rulebook. REGULATORY ACTION On 28 J ...

This notice is to make the general public aware that Seed Trustees Limited (“the Company”) requested the Malta Financial Services Authority (“MFSA”) to accept the surrender of the authorisation which was issued to the Company to receive property under trust and to act as a trustee or co-trus ...

The Malta Financial Services Authority (“MFSA”) decided to proceed with imposing an administrative penalty of eight thousand eight hundred Euro (€8,800) on the Trustee. BREACHES The MFSA determined that the Trustee has acted in breach of: Regulation 3(1) of the Trusts and Trustees A ...