Notices and Decisions

JUNE 15, 2026
Regulatory Action against Anatole Baldacchino (“the CSP”) – Ref: 2026-18
The Malta Financial Services Authority (“MFSA”) decided to proceed with imposing an administrative penalty of four thousand and eight hundred Euro (€4,800) on the CSP. Address: 32, Triq il-Maqdes Birżebbuġa BBG 1061 Malta Business Activity: Company Service Provider BREACHES ...
JUNE 10, 2026
Regulatory Action against Retirement Scheme Administrator – Ref: 2026-17
The Malta Financial Services Authority (“MFSA”) decided to proceed with imposing an administrative penalty of one thousand and one hundred Euro (€1,100) on a Retirement Scheme Administrator. BREACHES The MFSA determined that the Retirement Scheme Administrator has acted in breach of Arti ...
JUNE 10, 2026
Regulatory Action against Recognised Incorporated Cell Company – Ref: 2026-16
The Malta Financial Services Authority (“MFSA”) decided to proceed with imposing an administrative penalty of six hundred Euro (€600) on the Recognised Incorporated Cell Company. BREACHES The MFSA determined that the Recognised Incorporated Cell Company has acted in breach of SLC 6.4(ii) ...
JUNE 10, 2026
Regulatory Action against Investment Services Provider – Ref: 2026-15
The Malta Financial Services Authority (“MFSA”) decided to proceed with imposing an administrative penalty of four thousand and two hundred Euro (€4,200) on the Alternative Investment Fund Manager (“AIFM”). BREACHES The MFSA determined that the AIFM has acted in breach of SLC 5.02 an ...
JUNE 10, 2026
Regulatory Action against Collective Investment Scheme – Ref: 2026-14
The Malta Financial Services Authority (“MFSA”) decided to proceed with imposing an administrative penalty of five hundred Euro (€500) on the Alternative Investment Fund (“AIF”). BREACHES The MFSA determined that the AIF has acted in breach of SLC 5.09 of Part B of the Investment Ser ...
JUNE 10, 2026
Regulatory Action against Collective Investment Scheme – Ref: 2026-13
The Malta Financial Services Authority (“MFSA”) decided to proceed with imposing an administrative penalty of five hundred Euro (€500) on the Alternative Investment Fund (“AIF”). BREACHES The MFSA determined that the AIF has acted in breach of SLC 5.09 of Part B of the Investment Ser ...
JUNE 10, 2026
Regulatory Action against Collective Investment Scheme – Ref: 2026-12
The Malta Financial Services Authority (“MFSA”) decided to proceed with imposing an administrative penalty of five hundred Euro (€500) on the Alternative Investment Fund (“AIF”). BREACHES The MFSA determined that the AIF has acted in breach of SLC 5.09 of Part B of the Investment Ser ...
JUNE 10, 2026
Regulatory Action against Collective Investment Scheme – Ref: 2026-11
The Malta Financial Services Authority (“MFSA”) decided to proceed with imposing an administrative penalty of five hundred Euro (€500) on the Alternative Investment Fund (“AIF”). BREACHES The MFSA determined that the AIF has acted in breach of SLC 5.09 of Part B of the Investment Ser ...
JUNE 10, 2026
Regulatory Action against Collective Investment Scheme – Ref: 2026-10
The Malta Financial Services Authority (“MFSA”) decided to proceed with imposing an administrative penalty of three thousand Euro (€3,000) on the Alternative Investment Fund (“AIF”). BREACHES The MFSA determined that the AIF has acted in breach of SLC 5.06, SLC 5.09, and SLC 3.38 of ...
JUNE 10, 2026
Regulatory Action against Collective Investment Scheme – Ref: 2026-09
The Malta Financial Services Authority (“MFSA”) decided to proceed with imposing an administrative penalty of three thousand and three hundred Euro (€3,300) on the Alternative Investment Fund (“AIF”). BREACHES The MFSA determined that the AIF has acted in breach of SLC 5.06 and SLC 5 ...