Notices and Decisions

JULY 14, 2026
Regulatory Action against Investment Services Provider – Ref: 2026-29
The Malta Financial Services Authority (“MFSA”) decided to proceed with imposing an administrative penalty of five thousand and forty Euro (€5,040) on the Alternative Investment Fund Manager (“AIFM”). BREACHES The MFSA determined that the AIFM has acted in breach of SLC 5.02 and SLC ...
JULY 14, 2026
Regulatory Action against Investment Services Provider – Ref: 2026-28
The Malta Financial Services Authority (“MFSA”) decided to proceed with imposing an administrative penalty of four thousand and four hundred Euro (€4,400) on the Alternative Investment Fund Manager (“AIFM”). BREACHES The MFSA determined that the AIFM has acted in breach of SLC 5.02 a ...
JULY 14, 2026
Regulatory Action against Investment Services Provider – Ref: 2026-27
The Malta Financial Services Authority (“MFSA”) decided to proceed with imposing an administrative penalty of four thousand and four hundred Euro (€4,400) on the Alternative Investment Fund Manager (“AIFM”). BREACHES The MFSA determined that the AIFM has acted in breach of SLC 5.02 a ...
JULY 14, 2026
Regulatory Action against Collective Investment Scheme – Ref: 2026-26
The Malta Financial Services Authority (“MFSA”) decided to proceed with imposing an administrative penalty of six hundred Euro (€600) on the Retail UCITS Scheme. BREACHES The MFSA determined that the Retail UCITS Scheme has acted in breach of SLC 1.3(ii) of Appendix II to Part B of the I ...
JULY 14, 2026
Regulatory Action against Collective Investment Scheme – Ref: 2026-25
The Malta Financial Services Authority (“MFSA”) decided to proceed with imposing an administrative penalty of one thousand and one hundred Euro (€1,100) on the Retail UCITS Scheme. BREACHES The MFSA determined that the Retail UCITS Scheme has acted in breach of SLC 1.3(i) of Appendix II ...
JULY 14, 2026
Regulatory Action against Retirement Scheme Administrator – Ref: 2026-24
The Malta Financial Services Authority (“MFSA”) decided to proceed with imposing an administrative penalty of five hundred Euro (€500) on a Retirement Scheme Administrator. BREACHES The MFSA determined that the Retirement Scheme Administrator has acted in breach of Paragraph B.4.3.14 and ...
JULY 14, 2026
Regulatory Action against Recognised Incorporated Cell Company – Ref: 2026-23
The Malta Financial Services Authority (“MFSA”) decided to proceed with imposing an administrative penalty of three thousand and fifty Euro (€3,050) on the Recognised Incorporated Cell Company. BREACHES The MFSA determined that the Recognised Incorporated Cell Company has acted in breach ...
JULY 14, 2026
Regulatory Action against Collective Investment Scheme – Ref: 2026-22
The Malta Financial Services Authority (“MFSA”) decided to proceed with imposing an administrative penalty of six thousand and three hundred Euro (€6,300) on the Retail UCITS Scheme. BREACHES The MFSA determined that the Retail UCITS Scheme has acted in breach of SLC 12.8, SLC 12.8 (i)(i ...
JULY 08, 2026
Termination of registration of the STM Malta Personal Retirement Plan (“the Scheme”)
STM Malta Pension Services Limited (“the Company”) requested the Malta Financial Services Authority (“MFSA”) to accept the termination of registration of the STM Malta Personal Retirement Plan (“the Scheme”) as a Personal Retirement Scheme in terms of the Retirement Pensions Act, Cap. 51 ...
JULY 02, 2026
Regulatory Action against Company Service Provider (“the CSP”) – Ref: 2026-21
The Malta Financial Services Authority (“MFSA”) decided to proceed with imposing an administrative penalty of two thousand and four hundred Euro (€2,400) on the CSP. Business Activity: Company Service Provider BREACHES The MFSA determined that the CSP has acted in breach of Rule R3-13 ...