Notices and Decisions

OCTOBER 28, 2026
Surrender of Licence by Wood & Company Funds SICAV p.l.c.
LEI Code: 315700YJYSDPIKSIHM71 This notice is to make the general public aware that Wood & Company Funds SICAV p.l.c. (the “Scheme”) requested the Malta Financial Services Authority (the “MFSA”) to accept the surrender of the collective investment scheme licence granted to the Scheme ...
OCTOBER 26, 2026
Regulatory Action against Mr Kai Dai
The Malta Financial Services Authority (“MFSA”) decided that Mr Kai Dai can no longer be deemed as being fit and proper to hold any approved positions by the MFSA. REGULATORY ACTION On 20 October 2026, the MFSA has decided that Mr Kai Dai can no longer be deemed as being fit and proper t ...
OCTOBER 26, 2026
Regulatory Action against Kylin Prime SICAV plc (“the SICAV” or “the Scheme”)
The Malta Financial Services Authority (“MFSA”) decided to proceed with the cancellation of the Professional Investor Fund Licence of the Scheme, and that of its Malta Government Securities Sub-Fund, in terms of Article 7(3)(b) of the Investment Services Act. Address: Kylin Prime SICAV plc ...
OCTOBER 20, 2026
Surrender of Licence by Audentia Capital SICAV II plc
LEI Code: 5299004GV3XNRKZX7F24 This notice is to make the general public aware that Audentia Capital SICAV II plc (the “Scheme”) has requested the Malta Financial Services Authority (“MFSA”) to accept the surrender of the collective investment scheme licence granted to the Scheme in relat ...
OCTOBER 19, 2026
Surrender of Licence by Strategica Funds SICAV plc
This notice is to make the general public aware that Strategica Funds SICAV plc (the “Scheme”) has requested the Malta Financial Services Authority (“MFSA”) to accept the surrender of the collective investment scheme licence granted to the Scheme in relation to its Sub-Fund, namely Zattere F ...
OCTOBER 16, 2026
Surrender of Registration by Mr Etienne Borg Cardona
This notice is to make the general public aware that Etienne Borg Cardona has requested the Malta Financial Services Authority (“MFSA”) to accept the surrender of the registration which was issued to Etienne Borg Cardona to act as a Limited Company Service Provider in terms of Article 5 of the C ...
OCTOBER 08, 2026
Regulatory Action against Collective Investment Scheme – Ref: 2026-35
The Malta Financial Services Authority (“MFSA”) decided to proceed with imposing an administrative penalty of five thousand and seven hundred Euro (€5,700) on the Alternative Investment Fund (“AIF”). BREACHES The MFSA determined that the AIF has acted in breach of SLC 3.38, SLC 5.06, ...
OCTOBER 02, 2026
Regulatory Action against Mr Kasim Garipoglu
The Malta Financial Services Authority (“MFSA” or the “Authority”) decided that Mr Garipoglu can no longer be deemed as being fit and proper to hold any approved positions by the MFSA. REGULATORY ACTION On 2 October 2026, the MFSA has decided that Mr Garipoglu can no longer be deemed a ...
SEPTEMBER 29, 2026
Surrender of Licence by Valletta Global Diversified SICAV p.l.c.
LEI Code: 213800GIXUFLZODJ1J07 This notice is to make the general public aware that Valletta Global Diversified SICAV p.l.c. (the “Scheme”) requested the Malta Financial Services Authority (the “MFSA”) to accept the surrender of the collective investment scheme licence granted to the Sche ...
SEPTEMBER 24, 2026
Regulatory Action against Trive Financial Services Europe Limited (“the Company”)
The Malta Financial Services Authority (“MFSA”) decided to proceed with imposing directives against the Company in terms of Article 15 of the Investment Services Act and Article 16(2)(b) of the Malta Financial Services Authority’s Act. Address: Floor 5, The Penthouse, Lifestar, Testafer ...