Rules for Professional Investor Funds


Introduction To The Investment Services Rules For Professional Investor Funds

  Introduction

  Table of Contents

The Application Process

  Part A – The Application Process

  Application for a Licence to operate as a Professional Investor Fund

  Application for a Preliminary Indication of Acceptability of a Professional Investor Fund

  Summary of Application

  Offering Documentation Checklist

  Personal Questionnaire

Part B – Standard Licence Conditions

  Part B I – Professional Investor Funds targeting Experienced Investors

  Part B II – Professional Investor Funds targeting Qualifying Investors

  Part B III – Professional Investor Funds targeting Extraordinary Investors

  Appendix I – Supplementary Licence Conditions

  Appendix II – Contents of the Offering Document

  Appendix III – Declaration Forms

Appendix IV – Quarterly Statistical Return (Deleted)

Appendix V – AIF-Specific information to be reported (Deleted) (Note: Appendix V is being deleted and is being replaced by Annexes 1 and 2 to Appendix I)

Click here for AIFMD Circulars/Guidance

Standard Licence Conditions

  Standard Licence Conditions Applicable to Collective Investment Schemes authorised to invest through loans

  Frequently Asked Questions on the Standard Licence Conditions Applicable to Collective Investment Schemes authorised to invest through loans

Glossary

  Glossary to the Investment Services Rules for Professional Investor Funds

Guidance

  Fund Managers, Collective Investment Schemes and Recognised Persons Documentation Timetable