Rules for Alternative Investment Funds
Introduction To The Investment Services Rules For Alternative Investment Funds
Part A – The Application Process
Part A – The Application Process
Application for a Licence to operate as an Alternative Investment Fund
Offering Documentation Checklist
Notification Form for EU AIFMs (above threshold) marketing AIFs under Article 36 of the AIFMD
Notification Form for EU AIFMs (below threshold) marketing AIFs
Part B – Standard Licence Conditions
Part B – Standard Licence Conditions applicable to Alternative Investment Funds
Appendix 2- Distributions of Income
Appendix 3 – Contents of the Constitutional Document
Appendix 4 – Contents of the Offering Document
Appendix 5 – Results of Stress Tests – Risk Management Function – Deleted
Appendix 6 – Results of Stress Tests – Liquidity Management Function – Deleted (Note: Appendices 5 and 6 are being deleted since the information required is being reported in Sections 279 and 280 of Annex 3 of Appendix 8)
Appendix 7 – Remuneration Policy
Appendix 8 – Disclosure and Transparency Requirements
- Annex 1 – AIFM – Specific Information to be reported (Article 3(3) and Article 24(1) AIFMD)
- Annex 2 – AIF – Specific Information to be reported (Article 3(3) and Article 24(1) AIFMD)
- Annex 3 – AIF – Specific Information to be reported (Article 24(2) AIFMD)
- Annex 4 – AIF – Specific Information to be reported (Article 24(4) AIFMD)
Appendix 9 – Declaration Forms
Appendix 10 – Complaints Handling
Click here for AIFMD Circulars/Guidance
Standard Licence Conditions
Glossary
Glossary to the Investment Services Rules for Alternative Investment Funds
Guidance
Fund Managers, Collective Investment Schemes and Recognised Persons Documentation Timetable