Notices and Decisions

The Malta Financial Services Authority (“MFSA”) decided to proceed with imposing an administrative penalty of five hundred Euro (€500) on the Retail UCITS Scheme. BREACHES The MFSA determined that the Retail UCITS Scheme has acted in breach of SLC 1.3(ii) of Appendix II to Part B of the ...

The Malta Financial Services Authority (“MFSA”) decided to proceed with imposing an administrative penalty of three hundred and seventy-five Euro (€375) on the Recognised Private Collective Investment Scheme. BREACHES The MFSA determined that the Recognised Private Collective Investment ...

The Malta Financial Services Authority (“MFSA”) decided to proceed with imposing an administrative penalty of three thousand, two hundred and fifty Euro (€3,250) on the Recognised Private Collective Investment Scheme. BREACHES The MFSA determined that the Recognised Private Collective In ...

The Malta Financial Services Authority (“MFSA”) decided to proceed with imposing an administrative penalty of four thousand and two hundred Euro (€4,200) on the Company. BREACHES The MFSA determined that the Company has acted in breach of SLC 6.3 of Part BIII of the Rules for Recognised ...

The Malta Financial Services Authority (“MFSA”) decided to proceed with imposing an administrative penalty of one thousand and five hundred Euro (€1,500) on the AIFM. BREACHES The MFSA determined that the AIFM has acted in breach of SLC 11.36 of Part BIII of the Rules for Investment Serv ...

The Malta Financial Services Authority (“MFSA”) decided to proceed with imposing an administrative penalty of two thousand Euro (€2,000) on the AIFM. BREACHES The MFSA determined that the AIFM has acted in breach of SLC 11.36 of Part BIII of the Rules for Investment Services Providers in ...

The Malta Financial Services Authority (“MFSA”) decided to proceed with imposing an administrative penalty of four thousand and two hundred Euro (€4,200) on the AIF. BREACHES The MFSA determined that the AIF has acted in breach of SLC 5.06 of Part B of the Investment Services Rules for A ...

The Malta Financial Services Authority (“MFSA”) decided to proceed with imposing an administrative penalty of five hundred Euro (€500) on the AIF. BREACHES The MFSA determined that the AIF has acted in breach of SLC 5.09 of Part B of the Investment Services Rules for Alternative Investme ...

The Malta Financial Services Authority (“MFSA”) decided to proceed with imposing an administrative penalty of six hundred Euro (€600) on the AIF. BREACHES The MFSA determined that the AIF has acted in breach of SLC 5.09 of Part B of the Investment Services Rules for Alternative Investmen ...

This notice is to make the general public aware that Ledbury SICAV plc (the “Scheme”) requested the Malta Financial Services Authority (“MFSA”) to accept the surrender of the collective investment scheme licence granted to the Scheme in relation to its sub-fund – the AI World Equity Fund G ...