Circulars

Below please find a list of circulars which the Listing Authority has issued to the industry on the subject matter.

APRIL 27, 2023
Circular on Updates to the Q&As on Regulation No 2015/2365 – Securities Financing Transactions Regulation (‘SFTR’ or ‘the Regulation’)
APRIL 18, 2023
Circular to the Financial Services Industry on the Legal Entity Identifier (‘LEI’) and Data Quality on the Licence Holder (LH) Portal
NOVEMBER 15, 2022
Use of Electronic Signatures
OCTOBER 07, 2022
Circular addressed to Authorised Persons Entrusted with the Payment of Application Fees, Supervisory Fees, or Penalties
JULY 28, 2022
Circular on Regulation No 2015/2365 on Securities Financing Transactions Regulation (‘SFTR’ or ‘the Regulation’) – Update to the Industry
JULY 20, 2022
Circular on Updates to the Q&As on Regulation No 2015/2365 – Securities Financing Transactions Regulation (‘SFTR’ or ‘the Regulation’)
MARCH 17, 2022
Exercising Caution in Times of Heightened Cyber Threat
JANUARY 24, 2022
ICT Outsourcing Arrangements – Sector Specific Guidelines and Updated Registers
JANUARY 05, 2022
Circular on Updates to the Q&As on Regulation No 2015/2365 – Securities Financing Transactions Regulation (‘SFTR’ or ‘the Regulation’)
DECEMBER 16, 2021
Log4j Critical Vulnerability