Notices and Decisions

JULY 06, 2023
Regulatory Action against Collective Investment Scheme – Ref: 2023-30
The Malta Financial Services Authority (“MFSA”) decided to proceed with imposing an administrative penalty of four thousand and two hundred and fifty Euro (€4,250) on the PIF. BREACHES The MFSA determined that the PIF has acted in breach of SLC 1.64 of Part BII of the Rules for PIFs (tar ...
JULY 06, 2023
Regulatory Action against Collective Investment Scheme – Ref: 2023-28
The Malta Financial Services Authority (“MFSA”) decided to proceed with imposing an administrative penalty of four thousand two hundred and fifty Euro (€4,250) on the PIF. BREACHES The MFSA determined that the PIF has acted in breach of SLC 1.62 of Part BII of the Rules for PIFs (targeti ...
JULY 06, 2023
Regulatory Action against Collective Investment Scheme – Ref: 2023-27
The Malta Financial Services Authority (“MFSA”) decided to proceed with imposing an administrative penalty of four thousand two hundred and fifty Euro (€4,250) on the PIF. BREACHES The MFSA determined that the PIF has acted in breach of SLC 1.64 of Part BIII of the Rules for PIFs (target ...
JUNE 26, 2023
Removal of Topfund Arbitrage Pro Fund (“the Sub-Fund”) from the List of Notified AIFs (“NAIFs”)
LEI Code: 5299000J2N45DDNE4Y28 Please note that Audentia Capital Management Limited (“the AIFM”) has requested that Topfund Arbitrage Pro Fund (“the Sub-Fund”) be removed from the List of Notified AIFs. The MFSA has accepted this request. This request is entirely voluntary and does not ar ...
JUNE 22, 2023
Commencement of Business for Koala Crypto Limited
This notice is to make the general public aware that the Malta Financial Services Authority (the MFSA”) has accepted Koala Crypto Limited’s (C 97348), (“the Company”) request to commence Business following a 14-month period in temporary voluntary suspension. The Company shall commence busine ...
JUNE 21, 2023
Surrender of Collective Investment Scheme Licence by Paragon SICAV plc
This notice is to make the general public aware that Paragon SICAV plc (“the Scheme”) recently requested the Malta Financial Services Authority (“MFSA”) to accept the surrender of the collective investment scheme licence granted to the Scheme and the Paragon SICAV plc - First Mover Fund (“ ...
JUNE 21, 2023
Regulatory Action against Investment Services Company – Ref: 2023-25
The Malta Financial Services Authority (“MFSA”) decided to proceed with imposing an administrative penalty of four thousand Euro (€4,000) on the PIF. BREACHES The MFSA determined that the PIF has acted in breach of SLC 1.62 of Part BII of the Rules for PIFs (targeting qualifying investor ...
JUNE 21, 2023
Regulatory Action against Collective Investment Scheme – Ref: 2023-24
The Malta Financial Services Authority (“MFSA”) decided to proceed with imposing an administrative penalty of four thousand two hundred and fifty Euro (€4,250) on the PIF. BREACHES The MFSA determined that the PIF has acted in breach of SLC 1.62 of Part BII of the Rules for PIFs (targeti ...
JUNE 20, 2023
Surrender of Warrant by A.B.P (Nominee) Limited
This notice is to make the general public aware that A.B.P (Nominee) Limited (“the Company”) requested the Malta Financial Services Authority (“MFSA”) to accept the surrender of the warrant which was issued to the Company to act as a Nominee,  in terms of Article 43 of the Malta Internation ...
JUNE 16, 2023
Regulatory Action against Nova Renewable Energy (Novare) Fund SICAV plc (“the Scheme”)
The Malta Financial Services Authority (“MFSA”) decided to proceed with the cancellation of the Scheme’s collective investment licence and the issuance of a directive against the Scheme.  Address: Nova Renewable Energy (Novare) Fund SICAV plc Suite 5, Valley Towers, Valley Road, Birk ...