Notices and Decisions

Licence-holders will recall that the Malta Financial Services Authority (MFSA) issued a Notice on 20 May 2008, reminding licence holders of their duty to inform it of any information held by them known or suspected to be connected with any individuals or entities listed in Regulations issued under t ...

This notice is to make the general public aware that DAM Malta Limited has requested the Malta Financial Services Authority (“MFSA”) to accept surrender of the Category 2 Investment Services Licence. The MFSA has accepted the Company’s request. The surrender is entirely voluntary and does not ...

The UK FSA published a Consultation Paper on Tracing Employers’ Liability Insurers, (http://www.fsa.gov.uk/pubs/cp/cp10_13.pdf) published on 15 June 2010. Subject to the results of the consultation, FSA propose to add these new requirements to their general good provisions. The consultation closes ...

The Malta Financial Services Authority (the MFSA), on the 12 July 2010 revoked the authorisation of European Insurance Group Ltd in terms of Article 26 of the Insurance Business Act (Cap 403) (the Act). The company has filed an appeal to the Financial Services Tribunal. The MFSA, with effect from ...

This notice is to make the general public aware that Amarillo Asset Partners Limited (“the company”) requested the Malta Financial Services Authority (“MFSA”) to accept surrender of the category 2 investment services licence. The MFSA has accepted the Company’s request. This surrender is e ...

This notice is to make the general public aware that RBAM II Funds SICAV plc (“the Scheme”) recently requested the Malta Financial Services Authority (“MFSA”) to accept surrender of its collective investment scheme licence granted in relation to the Scheme. The MFSA has accepted the Scheme� ...

On the 12th July 2010, the Committee of European Securities Regulators [‘CESR’] issued a consultation paper named CESR Technical Advice to the European Commission in the context of the MiFID Review – Client Categorisation [Ref: CESR/10-831]. This consultation paper focuses on three points: ...

The Malta Financial Services Authority, in accordance with the provisions of the Banking Act (Chapter 371 of the laws of Malta) has revoked, with effect from 11th June 2010, the licence granted to The International Banking Corporation (Malta) plc on the 16th November 2007. On the 3rd September 20 ...

This notice is to make the general public aware that Lombard Funds SICAV plc (“the Scheme”) recently requested the Malta Financial Services Authority (“MFSA”) to accept surrender of its collective investment scheme licence. The MFSA has accepted the Scheme’s request. This surrender is enti ...

This notice is to make the general public aware that V.I.P. Select Funds (SICAV) plc (“the Scheme”) recently requested the Malta Financial Services Authority (“MFSA”) to accept surrender of the collective investment scheme licence of its sub-fund BFI Reserve Fund (USD). The MFSA has accepted ...