Notices and Decisions
JULY 13, 2011
This notice is to make the general public aware that FIMBank plc (‘the Company’) requested the Malta Financial Services Authority (‘MFSA’) to accept the surrender of the Category 2 investment services licence. The MFSA has accepted the Company’s request. This surrender is entirely voluntar ...
JULY 13, 2011
This notice is to make the general public aware that FIMBank plc (‘the Company’) requested the Malta Financial Services Authority (‘MFSA’) to accept the surrender of the Category 2 investment services licence. The MFSA has accepted the Company’s request. This surrender is entirely voluntar ...
JULY 08, 2011
This notice is to make the general public aware that La Valette Funds SICAV plc (“the Scheme”) recently requested the Malta Financial Services Authority (“MFSA”) to accept surrender of the collective investment scheme licence granted in relation to the La Valette FTSE 100 Index Capital Guara ...
JULY 01, 2011
The MFSA has transposed the UCITS IV Directive (Directive 2009/65/EC) as follows:
[a] Three new legal notices have been issued: [i] Investment Services Act (Marketing of UCITS) Regulations, 2011 [L.N. 241 of 2011]; [ii] Investment Services Act (UCITS Mergers) Regulations, 2011 [L.N. 242 of 2011]; ...
JUNE 30, 2011
This notice is to make the general public aware that Stoneworks Asset Management (Malta) Limited (‘the Company’) requested the Malta Financial Services Authority (‘MFSA’) to accept the surrender of the Category 2 investment services licence. The MFSA has accepted the Company’s request. Thi ...
JUNE 24, 2011
The Malta Financial Services Authority has been investigating various allegations of practices and activities which have proved detrimental to investors in the La Valette Multi Manager Property Fund („the Fund‟).
On the 15th June 2011, the Authority imposed an administrative penalty of €197 ...
MAY 30, 2011
1. LIBYA SANCTIONS; Council Implementing Regulation (EU) No 502/2011 of 23 May 2011
The MFSA brings to the attention of all licence holders the coming into effect of COUNCIL IMPLEMENTING REGULATION (EU) No 502/2011of 23 May 2011 implementing Regulation (EU) No 204/2011 concerning restrictive meas ...
MAY 24, 2011
The MFSA would like to bring to the attention of all persons licenced, authorised or otherwise approved to carry out relevant financial business and trustee / fiduciary services (“subject persons”), as defined in the Prevention of Money Laundering and Funding of Terrorism Regulations (Legal Noti ...
APRIL 27, 2011
The Malta Financial Services Authority (‘MFSA’) informs the public that Fundior Investment Services Ltd has surrendered its Category 2 Investment Services Licence issued in terms of the Investment Services Act 1994. The surrender is entirely voluntary and does not arise as a result of any regula ...
APRIL 27, 2011
On the 14th April 2011 the Authority resolved, on regulatory grounds, to cancel the Collective Investment Scheme Licence of:
21st Century Investments SICAV plc issued in respect of its two sub-funds:
21st Century Dynamic Europe Fund
21st Century Global Opportunities Fund,
in terms of its ...
