Investments Circulars
In this section, you will find the Circulars issued by the Authority which are applicable to the conduct supervision of investment firms. These Circulars are a means of keeping the industry updated mainly on regulatory matters. Circulars may be issued to provide updates and clarifications in relation to requirements emanating from investments related regulatory requirements (for example the revised Markets in Financial Instruments Directive known as MiFIDII); to inform the industry on proposed changes to the existing requirements as indicated in the Conduct of Business Rulebook and to inform the industry on any relevant documents published by ESMA.
APRIL 08, 2020
APRIL 01, 2020
MARCH 23, 2020
MARCH 12, 2020
MARCH 03, 2020
FEBRUARY 07, 2020
JANUARY 02, 2020
OCTOBER 18, 2019