Notices and Decisions

NOVEMBER 21, 2024
Surrender of Investment Services Licence by Plan B Investments Limited
LEI Code: 3157005SGUZVHKBSOW59 This notice is to make the general public aware that Plan B Investments Limited (“the Company”) requested the Malta Financial Services Authority (“MFSA”) to accept the surrender of the Investment Services Licence granted to the Company. The MFSA has accepted ...
NOVEMBER 21, 2024
Surrender of Licence by Plan B Investments SICAV plc
LEI Code: 315700929L5AQP0JIB33 This notice is to make the general public aware that Plan B Investments SICAV plc (“the Scheme”) requested the Malta Financial Services Authority (“MFSA”) to accept the surrender of the collective investment scheme licence granted to the Scheme. This surrend ...
NOVEMBER 20, 2024
Surrender of Authorisation by Insurem Insurance Limited
Insurem Insurance Limited (“the Company” or “IIL”) requested the Malta Financial Services Authority (“MFSA”) to accept the surrender of the authorisation which was issued to the Company to carry on business of insurance in terms of the Insurance Business Act (Cap. 403 of the laws of Malt ...
NOVEMBER 20, 2024
Surrender of Recognition Certificate for Fund Administration by FCS Asset Management Limited
This notice is to make the general public aware that FCS Asset Management Limited (“the Company”) requested the Malta Financial Services Authority (“MFSA”) to accept the surrender of the Recognition Certificate granted to the Company in order to provide fund administration services. This sur ...
NOVEMBER 18, 2024
Regulatory Action against Company Service Provider (“the CSP”) – Ref: 2024-93
The Malta Financial Services Authority (“MFSA”) decided to proceed with imposing an administrative penalty of five hundred Euro (€500) on the CSP. Business Activity: Company Service Provider BREACHES The MFSA determined that the CSP has acted in breach of Rule 17.07 of the CSP Ruleboo ...
NOVEMBER 18, 2024
Regulatory Action against Company Service Provider (“the CSP”) – Ref: 2024-92
The Malta Financial Services Authority (“MFSA”) decided to proceed with imposing an administrative penalty of five hundred Euro (€500) on the CSP. Business Activity: Company Service Provider BREACHES The MFSA determined that the CSP has acted in breach of Rule 17.07 of the CSP Ruleboo ...
NOVEMBER 18, 2024
Regulatory Action against Company Service Provider (“the CSP”) – Ref: 2024-91
The Malta Financial Services Authority (“MFSA”) decided to proceed with imposing an administrative penalty of six hundred Euro (€600) on the CSP. Business Activity: Company Service Provider BREACHES The MFSA determined that the CSP has acted in breach of Rule 17.03 of the CSP Rulebook ...
NOVEMBER 18, 2024
Regulatory Action against Company Service Provider (“the CSP”) – Ref: 2024-90
The Malta Financial Services Authority (“MFSA”) decided to proceed with imposing an administrative penalty of six hundred Euro (€600) on the CSP. Business Activity: Company Service Provider BREACHES The MFSA determined that the CSP has acted in breach of Rule 17.03 of the CSP Rulebook ...
NOVEMBER 18, 2024
Regulatory Action against Company Service Provider (“the CSP”) – Ref: 2024-89
The Malta Financial Services Authority (“MFSA”) decided to proceed with imposing an administrative penalty of six thousand eight hundred and seventy-five Euro (€6,875) on the CSP. Business Activity: Company Service Provider BREACHES The MFSA determined that the CSP has acted in breach ...
NOVEMBER 18, 2024
Regulatory Action against Company Service Provider (“the CSP”) – Ref: 2024-88
The Malta Financial Services Authority (“MFSA”) decided to proceed with imposing an administrative penalty of five hundred Euro (€500) on the CSP. Business Activity: Company Service Provider BREACHES The MFSA determined that the CSP has acted in breach of Rule 17.07 of the CSP Ruleboo ...