Notices and Decisions
JANUARY 23, 2023
LEI Code: 213800E65H3M57TCZE86
This notice is to make the general public aware that TriAlpha Funds IC SICAV plc (“the Scheme”) requested the Malta Financial Services Authority (“MFSA”) to accept the surrender of the collective investment scheme licence granted to the Scheme and its Sub-Fu ...
JANUARY 23, 2023
LEI Code: 213800S8OBGNL8LLGW81
This notice is to make the general public aware that the Knights of Malta Investment Funds IC SICAV plc (“the Scheme”) requested the Malta Financial Services Authority (“MFSA”) to accept the surrender of the collective investment scheme licence granted in re ...
JANUARY 19, 2023
LEI Code: 213800WXJPJQ4COEDE72
This notice is to make the general public aware that Framont & Partners Management Ltd (“the AIFM”) requested the Malta Financial Services Authority (“MFSA”) to accept the removal of one of the sub-funds of Global Series SICAV p.l.c. (“the Scheme”), ...
JANUARY 19, 2023
The Malta Financial Services Authority (“MFSA”) decided to proceed with imposing an administrative penalty of three thousand, eight hundred and twenty-five Euro (€3,825) on the Investment Service Provider.
Business Activity: Alternative Investment Fund in terms of the Investment Services Ac ...
JANUARY 19, 2023
This notice is to make the general public aware that AMA UCITS SICAV p.l.c. requested the Malta Financial Services Authority (“MFSA”) to accept the surrender of the collective investment scheme licence granted to one of its sub-funds, Opportunistic Growth Sub-Fund. This surrender is entirely vol ...
JANUARY 17, 2023
The Malta Financial Services Authority (“MFSA” or “the Authority”) decided that Mr Brian Tonna can no longer be deemed as being fit and proper and to hold any approved positions.
REGULATORY ACTION
On 2 December 2022, the MFSA has decided that Mr Brian Tonna can no longer be deemed as b ...
JANUARY 17, 2023
The Malta Financial Services Authority (“MFSA” or “the Authority”) decided that Mr Karl Cini can no longer be deemed as being fit and proper and to hold any approved positions.
REGULATORY ACTION
On 2 December 2022, the MFSA has decided that Mr Karl Cini can no longer be deemed as being ...
JANUARY 16, 2023
This notice is to make the general public aware that Virtue Resources Limited (“the Company”) requested the Malta Financial Services Authority (“MFSA”) to accept the surrender of the authorisation which was issued to the Company to act as a Class B company service provider in terms of Articl ...
JANUARY 11, 2023
This notice is to make the general public aware that Sarnia Yachts (Malta) Limited (“the Company”) requested the Malta Financial Services Authority (“MFSA”) to accept the surrender of the licence which was issued to the Company to act as a company service provider in terms of Article 5 of th ...
JANUARY 03, 2023
This notice is to make the general public aware that Scotstone Fund Managers Limited (“the Company”) requested the Malta Financial Services Authority (“MFSA”) to accept the surrender of its investment services licence. The MFSA has accepted the Company’s request. This surrender is entirely ...
