Notices and Decisions
JANUARY 18, 2024
LEI Code: 2138005GB3ICLBAQIV09 & 213800WPB2EY5IDPBE10
This notice is to make the general public aware that DDA SICAV plc (“the Scheme”) requested the Malta Financial Services Authority (“MFSA”) to accept the surrender of the collective investment scheme licence granted to the Scheme a ...
JANUARY 16, 2024
This notice is to make the general public aware that Woodman Funds SICAV plc (“the Scheme”) requested the Malta Financial Services Authority (“MFSA”) to accept the surrender of the collective investment scheme licences granted to the Sub-Funds, Woodman NICG Fund and Woodman NICG Fund II. Thi ...
JANUARY 12, 2024
LEI Code: 213800TEV1QJC67DYI25
This notice is to make the general public aware that Amarillo Investment Solutions Ltd (“the Company”) requested the Malta Financial Services Authority (“MFSA”) to accept the surrender of the authorisation which was issued to the Company to act as a Class A ...
JANUARY 11, 2024
This notice is to make the general public aware that Mr Trevor Pace requested the Malta Financial Services Authority (“MFSA”) to accept the surrender of the authorisation which was issued to the individual to act as a Class C company service provider in terms of Article 5 of the Company Service ...
JANUARY 04, 2024
The Malta Financial Services Authority (“MFSA”) decided to proceed with imposing an administrative penalty of three thousand, two hundred and fifty Euro (€3,250) on the Recognised Private Collective Investment Scheme.
BREACHES
The MFSA determined that the Recognised Private Collective In ...
JANUARY 04, 2024
The Malta Financial Services Authority (“MFSA”) decided to proceed with imposing an administrative penalty of four thousand and two hundred Euro (€4,200) on the Company.
BREACHES
The MFSA determined that the Company has acted in breach of SLC 6.3 of Part BIII of the Rules for Recognised ...
JANUARY 04, 2024
The Malta Financial Services Authority (“MFSA”) decided to proceed with imposing an administrative penalty of four thousand and two hundred Euro (€4,200) on the AIF.
BREACHES
The MFSA determined that the AIF has acted in breach of SLC 5.06 of Part B of the Investment Services Rules for A ...
JANUARY 03, 2024
This notice is to make the general public aware that Ledbury SICAV plc (the “Scheme”) requested the Malta Financial Services Authority (“MFSA”) to accept the surrender of the collective investment scheme licence granted to the Scheme in relation to its sub-fund – the AI World Equity Fund G ...
JANUARY 03, 2024
This notice is to make the general public aware that Apex Group Fund Administration (Malta) Limited (“the Company”) requested the Malta Financial Services Authority (“MFSA”) to accept the surrender of the Recognition Certificate granted to the Company to provide fund administration services. ...
JANUARY 03, 2024
This notice is to make the general public aware that Mr Robert Ancilleri, holder of Maltese ID Card 0457574(M) requested the Malta Financial Services Authority (“MFSA”) to accept the surrender of the authorisation which was issued to the individual to act as a Class B company service provider in ...
