Notices and Decisions
NOVEMBER 11, 2024
This notice is to make the general public aware that C.J.J. Nominee Company Limited (“the Company”) has surrendered its warrant which was issued to the Company to act as a Nominee, in terms of Article 43 of the Malta International Business Activities Act, 1988 and Article 47 of the Offshor ...
NOVEMBER 11, 2024
This notice is to make the general public aware that Globe Nominee Limited (“the Company”) has surrendered its warrant which was issued to the Company to act as a Nominee, in terms of Article 43 of the Malta International Business Activities Act, 1988 and Article 47 of the Offshore Trusts ...
NOVEMBER 07, 2024
The Malta Financial Services Authority (“MFSA”) decided to proceed with imposing an administrative penalty of one thousand and three hundred Euro (€1,300) on the Investment Firm.
BREACHES
The MFSA determined that the Investment Firm has acted in breach of Rule 4 – 5.3.1 and 5.5.1 of th ...
NOVEMBER 07, 2024
The Malta Financial Services Authority (“MFSA”) decided to proceed with imposing an administrative penalty of five hundred Euro (€500) on the Investment Firm.
BREACHES
The MFSA determined that the Investment Firm has acted in breach of R4-5.5.1 of the Old Part BI Rulebook (the latter app ...
NOVEMBER 07, 2024
The Malta Financial Services Authority (“MFSA”) decided to proceed with imposing an administrative penalty of four thousand five hundred and fifty Euro (€4,550) on the Investment Firm.
BREACHES
The MFSA determined that the Investment Firm has acted in breach of Rule 1 – 2.2.1 Investmen ...
NOVEMBER 07, 2024
The Malta Financial Services Authority (“MFSA”) decided to proceed with imposing an administrative penalty of four thousand three hundred and eighty-seven Euro (€4,387) on the Investment Firm.
BREACHES
The MFSA determined that the Investment Firm has acted in breach of Rule 4 – 5.3.1 o ...
NOVEMBER 07, 2024
The Malta Financial Services Authority (“MFSA”) decided to proceed with imposing an administrative penalty of one thousand and one hundred Euro (€1,100) on the Investment Firm.
BREACHES
The MFSA determined that the Investment Firm has acted in breach of Rule 4 – 5.5.1 of the Old Part B ...
NOVEMBER 01, 2024
This notice is to make the general public aware that FUNDSEC SICAV P.L.C. (“the Scheme”) requested the Malta Financial Services Authority (“MFSA”) to accept the surrender of the collective investment scheme licence granted to the Scheme with LEI: 984500CD4F994BDS7529 and its Sub-Fund, namely ...
NOVEMBER 01, 2024
LEI Code: 213800HAX5VBYUDSUX80
This notice is to make the general public aware that AMA UCITS SICAV plc (“the Scheme”) requested the Malta Financial Services Authority (“MFSA”) to accept the surrender of the collective investment scheme licence granted to its Sub-Fund, namely the One Up F ...
NOVEMBER 01, 2024
LEI Code: 213800F6JI9UWKXTFJ95
This notice is to make the general public aware that Prime SICAV PIF plc (“the Scheme”) requested the Malta Financial Services Authority (“MFSA”) to accept the surrender of the collective investment scheme licence granted to the Scheme. This surrender is ent ...
