Notices and Decisions

JANUARY 16, 2024
Surrender of Licence by Woodman Funds SICAV plc
This notice is to make the general public aware that Woodman Funds SICAV plc (“the Scheme”) requested the Malta Financial Services Authority (“MFSA”) to accept the surrender of the collective investment scheme licences granted to the Sub-Funds, Woodman NICG Fund and Woodman NICG Fund II. Thi ...
JANUARY 12, 2024
Surrender of Authorisation by Amarillo Investment Solutions Ltd
LEI Code: 213800TEV1QJC67DYI25 This notice is to make the general public aware that Amarillo Investment Solutions Ltd (“the Company”) requested the Malta Financial Services Authority (“MFSA”) to accept the surrender of the authorisation which was issued to the Company to act as a Class A ...
JANUARY 11, 2024
Surrender of Authorisation by Mr Trevor Pace, holder of Maltese ID Card 0499676M
This notice is to make the general public aware that Mr Trevor Pace requested the Malta Financial Services Authority (“MFSA”) to accept the surrender of the authorisation which was issued to the individual to act as a Class C company service provider in terms of Article 5 of the Company Service ...
JANUARY 04, 2024
Regulatory Action against Collective Investment Scheme – Ref: 2024-15
The Malta Financial Services Authority (“MFSA”) decided to proceed with imposing an administrative penalty of one thousand Euro (€1,000) on the Retail UCITS Scheme. BREACHES The MFSA determined that the Retail UCITS Scheme has acted in breach of SLC 1.3(i) of Appendix II to Part B of the ...
JANUARY 04, 2024
Regulatory Action against Collective Investment Scheme – Ref: 2024-14
The Malta Financial Services Authority (“MFSA”) decided to proceed with imposing an administrative penalty of six hundred Euro (€600) on the Retail UCITS Scheme. BREACHES The MFSA determined that the Retail UCITS Scheme has acted in breach of SLC 1.3(i) of Appendix II to Part B of the In ...
JANUARY 04, 2024
Regulatory Action against Collective Investment Scheme – Ref: 2024-13
The Malta Financial Services Authority (“MFSA”) decided to proceed with imposing an administrative penalty of five hundred Euro (€500) on the Retail UCITS Scheme. BREACHES The MFSA determined that the Retail UCITS Scheme has acted in breach of SLC 1.3(ii) of Appendix II to Part B of the ...
JANUARY 04, 2024
Regulatory Action against Collective Investment Scheme – Ref: 2024-12
The Malta Financial Services Authority (“MFSA”) decided to proceed with imposing an administrative penalty of one thousand and one hundred Euro (€1,100) on the Retail UCITS Scheme. BREACHES The MFSA determined that the Retail UCITS Scheme has acted in breach of SLC 12.8 of Part BII of th ...
JANUARY 04, 2024
Regulatory Action against Collective Investment Scheme – Ref: 2024-11
The Malta Financial Services Authority (“MFSA”) decided to proceed with imposing an administrative penalty of six hundred and fifty Euro (€650) on the Retail UCITS Scheme. BREACHES The MFSA determined that the Retail UCITS Scheme has acted in breach of SLC 1.3(i) of Appendix II to Part B ...
JANUARY 04, 2024
Regulatory Action against Collective Investment Scheme – Ref: 2024-10
The Malta Financial Services Authority (“MFSA”) decided to proceed with imposing an administrative penalty of one thousand and two hundred Euro (€1,200) on the Retail UCITS Scheme. BREACHES The MFSA determined that the Retail UCITS Scheme has acted in breach of SLC 1.3(i) of Appendix II ...
JANUARY 04, 2024
Regulatory Action against Collective Investment Scheme – Ref: 2024-09
The Malta Financial Services Authority (“MFSA”) decided to proceed with imposing an administrative penalty of five hundred Euro (€500) on the Retail UCITS Scheme. BREACHES The MFSA determined that the Retail UCITS Scheme has acted in breach of SLC 1.3(ii) of Appendix II to Part B of the ...