Notices and Decisions

The MFSA has transposed the UCITS IV Directive (Directive 2009/65/EC) as follows: [a] Three new legal notices have been issued: [i] Investment Services Act (Marketing of UCITS) Regulations, 2011 [L.N. 241 of 2011]; [ii] Investment Services Act (UCITS Mergers) Regulations, 2011 [L.N. 242 of 2011]; ...

This notice is to make the general public aware that Stoneworks Asset Management (Malta) Limited (‘the Company’) requested the Malta Financial Services Authority (‘MFSA’) to accept the surrender of the Category 2 investment services licence. The MFSA has accepted the Company’s request. Thi ...

The Malta Financial Services Authority has been investigating various allegations of practices and activities which have proved detrimental to investors in the La Valette Multi Manager Property Fund („the Fund‟). On the 15th June 2011, the Authority imposed an administrative penalty of €197 ...

1. LIBYA SANCTIONS; Council Implementing Regulation (EU) No 502/2011 of 23 May 2011 The MFSA brings to the attention of all licence holders the coming into effect of COUNCIL IMPLEMENTING REGULATION (EU) No 502/2011of 23 May 2011 implementing Regulation (EU) No 204/2011 concerning restrictive meas ...

The MFSA would like to bring to the attention of all persons licenced, authorised or otherwise approved to carry out relevant financial business and trustee / fiduciary services (“subject persons”), as defined in the Prevention of Money Laundering and Funding of Terrorism Regulations (Legal Noti ...

The Malta Financial Services Authority (‘MFSA’) informs the public that Fundior Investment Services Ltd has surrendered its Category 2 Investment Services Licence issued in terms of the Investment Services Act 1994. The surrender is entirely voluntary and does not arise as a result of any regula ...

On the 14th April 2011 the Authority resolved, on regulatory grounds, to cancel the Collective Investment Scheme Licence of: 21st Century Investments SICAV plc issued in respect of its two sub-funds: 21st Century Dynamic Europe Fund 21st Century Global Opportunities Fund, in terms of its ...

COUNCIL REGULATION (EU) No 296/2011 of 25 March 2011 and COUNCIL IMPLEMENTING REGULATION (EU) No 360/2011 of 12 April 2011. The MFSA brings to the attention of all licence holders the coming into effect of COUNCIL REGULATION (EU) No 296/2011 of 25 March 2011 amending Regulation (EU) No 204/2 ...

This notice is to make the general public aware that J.P. Morgan Trustee and Depositary Company Ltd has requested the Malta Financial Services Authority (“MFSA”) to accept cancellation of the authorisation to provide trustee and other fiduciary services in terms of the Trusts and Trustees Act (C ...

This notice is to make the general public aware that Crystal Loan Brokers Ltd recently requested the Malta Financial Services Authority (“MFSA”) to accept the surrender of its Licence as a Financial Institution to undertake Money Broking Activities. The MFSA has accepted this request. This su ...