Notices and Decisions

The Malta Financial Services Authority (“MFSA”) decided to proceed with imposing an administrative penalty of two thousand Euro (€2,000) on the AIFM. BREACHES The MFSA determined that the AIFM has acted in breach of SLC 11.36 of Part BIII of the Rules for Investment Services Providers in ...

The Malta Financial Services Authority (“MFSA”) decided to proceed with imposing an administrative penalty of four thousand and five hundred Euro (€4,500) on the AIF. BREACHES The MFSA determined that the AIF has acted in breach of SLC 5.06 of Part B of the Investment Services Rules for ...

The Malta Financial Services Authority (“MFSA”) decided to proceed with imposing an administrative penalty of three thousand and five hundred Euro (€3,500) on the AIF. BREACHES The MFSA determined that the AIF has acted in breach of SLC 5.06 of Part B of the Investment Services Rules for ...

The Malta Financial Services Authority (“MFSA”) decided to proceed with imposing an administrative penalty of one thousand and five hundred Euro (€1,500) on the AIF. BREACHES The MFSA determined that the AIF has acted in breach of SLC 3.38 of Part B of the Investment Services Rules for A ...

The Malta Financial Services Authority (“MFSA”) decided to proceed with imposing an administrative penalty of one thousand and five hundred Euro (€1,500) on the AIF. BREACHES The MFSA determined that the AIF has acted in breach of SLC 3.38 of Part B of the Investment Services Rules for A ...

The Malta Financial Services Authority (“MFSA”) decided to proceed with imposing an administrative penalty of five hundred Euro (€500) on the AIF. BREACHES The MFSA determined that the AIF has acted in breach of SLC 5.06(i) of Part B of the Investment Services Rules for Alternative Inves ...

The Malta Financial Services Authority (“MFSA”) decided to proceed with imposing an administrative penalty of one thousand and five hundred Euro (€1,500) on the AIF. BREACHES The MFSA determined that the AIF has acted in breach of SLC 3.38 of Part B of the Investment Services Rules for A ...

This notice is to make the general public aware that Altarius Asset Management Limited (“the AIFM”) requested the Malta Financial Services Authority (“MFSA”) to accept the removal of Prediction Capital Feeder Fund One (“the Sub-Fund”) from the MFSA’s List of Notified AIFs (“NAIFs”) ...

This notice is to make the general public aware that Fraternity Funds SICAV plc (the “Scheme”) requested the Malta Financial Services Authority (“MFSA”) to accept the surrender of the collective investment scheme licence granted to one of its Sub-fund, namely Opportunity Fund (“the Sub-Fun ...

LEI Code: 7890008H7QHOH5BJ8F79 This notice is to make the general public aware that PEAKBRIDGE PARTNERS LTD (“the Company”) requested the Malta Financial Services Authority (“the MFSA”) to accept the surrender of the Investment Services Licence previously granted to carry out the services ...