Notices and Decisions

The Malta Financial Services Authority (“MFSA”) decided to proceed with imposing an administrative penalty of €2,000 on a De Minimis AIF Manager. BREACHES The MFSA determined that the De Minimis AIF Manager has acted in breach of Rule 40 of Section 1 [IV] of Part BIII of the Investment S ...

The Malta Financial Services Authority (“MFSA”) decided to proceed with imposing an administrative penalty of €1,500 on an AIF Manager. BREACHES The MFSA determined that the AIF Manager has acted in breach of SLC 6.26 of Part BIII of the Investment Rules for Investment Services Providers ...

The Malta Financial Services Authority (“MFSA”) decided to proceed with imposing an administrative penalty of €500 on an AIF Manager. BREACHES The MFSA determined that the AIF Manager has acted in breach of SLC 6.26 of Part BIII of the Investment Rules for Investment Services Providers d ...

This notice is to make the general public aware that S3 Global Multi-Strategy Fund (Valletta) SICAV plc (the “Scheme”) requested the Malta Financial Services Authority (“MFSA”) to accept the surrender of the collective investment scheme licence granted to the Scheme (LEI No.:  213800ESGU9E6 ...

LEI Code: 529900QU1HNBTRWARL94 This notice is to make the general public aware that Astrada Financial Sicav P.L.C. (“the Scheme”) requested the Malta Financial Services Authority (“MFSA”) to accept the surrender of the collective investment scheme licence granted to one of its sub-funds, ...

LEI Code: 213800XRPI9T6J752970 This notice is to make the general public aware that Gamma Capital Markets Limited (“the AIFM”) requested the Malta Financial Services Authority (“MFSA”) to accept the removal of Special Private Equity Solutions SICAV plc (“the Scheme”) and its Sub-Fund, ...

This notice is to make the general public aware that Patrimonium SICAV p.l.c. (the “Scheme”) has requested the Malta Financial Services Authority (“MFSA”) to accept the surrender of the collective investment scheme licence granted to the Scheme in relation to its Sub-Fund – H Fund (the “ ...

The Malta Financial Services Authority (“MFSA”) decided to proceed with imposing an administrative penalty of one thousand one hundred Euro (€1,100) on an Insurance Undertaking. BREACHES The MFSA determined that the Insurance Undertaking has acted in breach of Article 7(8) of the Insuran ...

The Malta Financial Services Authority (“MFSA”) decided to proceed with imposing an administrative penalty of two thousand Euro (€2,000) on an Insurance Undertaking. BREACHES The MFSA determined that the Insurance Undertaking has acted in breach of Article 7(8) of the Insurance Business ...

The Malta Financial Services Authority (“MFSA”) decided to proceed with imposing an administrative penalty of two thousand and two hundred Euro (€2,200) on an Insurance Undertaking. BREACHES The MFSA determined that the Insurance Undertaking has acted in breach of Article 7(8) of the Ins ...