MiFID and MiFIR Circulars

APRIL 14, 2010
Circular addressed to the Malta Stock Exchange and Investment Services Licence Holders regarding the EU Markets in Financial Instruments Directive
NOVEMBER 24, 2009
Circular addressed to the Financial Services Industry regarding Complex / Non-complex Instruments for the Purposes of the Markets in Financial Instruments Directive (“MiFID”)
NOVEMBER 19, 2009
Circular addressed to the Maltese investment fund industry regarding CESR’s Protocol on MiFID Passport Notifications
OCTOBER 14, 2008
CESR Questionnaire on the Implementation of the MIFID Requirements relating to Inducements by Investment Firms
AUGUST 27, 2007
Circular addressed to Investment Services Licence Holders – the MiFID list of minimum records
AUGUST 24, 2007
Draft Guidance Notes for Investment Services Licence Holders on the implementation of the Markets in Financial Instruments Directive [‘MiFID’]
AUGUST 20, 2007
Circular addressed to the financial services industry regarding Malta’s transposition/implementation of the Markets in Financial Instruments Directive (‘MiFID’)
JULY 27, 2007
Circular regarding the new Financial Market Rules applicable to Regulated Markets
JULY 17, 2007
Feedback Statement further to Industry Responses to MFSA
JUNE 05, 2007
Circular regarding the EU Markets in Financial Instruments Directive (‘MiFID’)