MiFID and MiFIR Circulars

MAY 23, 2014
Industry update on MiFID II and MiFIR
APRIL 28, 2014
Circular addressed to Investment Firms and Market Operators regarding MiFID II and MiFIR – Industry Update – MiFID II / MIFIR
APRIL 25, 2014
Circular addressed to Investment Firms and Market Operators regarding MiFID II and MiFIR – Industry Update – MiFID II / MIFIR
FEBRUARY 04, 2014
Circular to the Financial Services Industry on the ESMA Guidelines on Remuneration Policies and Practices (MiFID)
JANUARY 16, 2014
Circular Addressed to the Financial Services Industry Regarding ESMA Guidelines on Remuneration Policies and Practices (MiFID)
JANUARY 16, 2014
Circular addressed to Investment Firms and Market Operators regarding MiFID II and MiFIR
SEPTEMBER 24, 2012
Circular addressed to the Investment Services Industry regarding the Consultation Paper on: Guidelines on Remuneration Policies and Practices (MiFID)
JULY 16, 2012
Circular addressed to Category 2 and 3 Investment Services Licence Holders regarding the Automatic Execution of Trade Signals
JANUARY 18, 2012
Circular addressed to the Investment Services Industry regarding the Consultation Papers on: Guidelines on Certain Aspects of the MiFID Suitability Requirements and Guidelines on Certain Aspects of the MiFID Compliance Function Requirements
DECEMBER 17, 2010
Circular addressed to the Malta Stock Exchange and the Financial Services Industry regarding the Public Consultation of the Review of the Markets in Financial Instruments Directive (MiFID)