Subsidiary Legislation

Subsidiary Legislation

S.L. 370.01 – Appointment of Competent Authority Order

S.L. 370.02 – Investment Services Act (Exemption) Regulations

S.L. 370.03 – Investment Services Act (Licence and Other Fees) Regulations

S.L. 370.04 – Investment Services Act (Prospectus of Collective Investment Schemes) Regulations

S.L. 370.05 – Investment Services Act (Control of Assets) Regulations

S.L. 370.06 – Investment Services Act (Recognition of Private Collective Investment Schemes) Regulations

S.L. 370.08 – Investment Services Act (Investment Advertisements and Prospectus Exemption) Regulations

S.L. 370.09 – Investor Compensation Scheme Regulations

S.L. 370.10 – European Passport Rights for Investment Firms Regulations

S.L. 370.12 – Investment Services Act (Performance Fees) Regulations

S.L. 370.13 – European Passport Rights for Persons Operating Multilateral Trading Facilities Regulations

S.L. 370.14 – Investments Services Act (Tied Agents) Regulations

S.L. 370.15 – Investment Services Act (Capital Adequacy) Regulations

S.L. 370.19 – Investment Services Act (UCITS Mergers) Regulations

S.L. 370.20 – Investment Services Act (UCITS Management Company Passport) Regulations

L.N. 63 of 2011 – Investment Services Act (Financial Capital Adequacy Consolidation) Regulations, 2011

L.N. 119 of 2012 – Companies Act (Recognised Incorporated Cell Companies) Regulations, 2012

S.L. 370.15 – Investment Services Act (Supervisory Review) Regulations

L.N. 172 of 2012 – Investment Services Act – (Financial Capital Adequacy)(Consolidation) (Amendment) Regulations, 2012

L.N. 113 of 2013 – Investment Services Act (Marketing of Alternative Investment Funds) Regulations, 2013

L.N. 114 of 2013 – Investment Services Act (Alternative Investment Fund Manager) (Passport) Regulations, 2013

L.N. 115 of 2013 – Investment Services Act (Alternative Investment Fund Managers) Regulations, 2013

L.N. 116 of 2013 – Investment Services Act (Alternative Investment Fund Manager)(Third Country) Regulations, 2013

L.N. 214 of 2013 – Investment Services Act (Alternative Investment Fund Manager) (Third Country) (Amendment) Regulations, 2013

L.N. 251 of 2013 – Investment Services Act (Amendment) Regulations, 2013

L.N. 344 of 2013 – Investment Services Act (Marketing of UCITS) (Amendment) Regulations, 2013

L.N. 31 of 2014 – Banking Act Investment Services Act Supervisory Consolidation Regulations, 2014

L.N. 32 of 2014 – Investment Services Act CRD (Administrative Penalties, Measures and Investigatory Powers) Regulations, 2014

L.N. 105 of 2014 – Investment Services Act (European Venture Capital Funds) Regulations, 2014

L.N.106 of 2014 – Investment Services Act (European Social Entrepreneurship Funds) Regulations, 2014

L.N. 146 of 2014 – Investment Services Act (Access to Emissions Allowance Auction) Regulations, 2014

L.N. 147 of 2014 – Investment Services Act (Amendment of the First Schedule) Regulations, 2014

L.N. 333 of 2014 – Investment Services Act (UCITS Mergers) (Amendment) Regulations, 2014

L.N. 134 of 2015 – Notice of Coming into force of Supervisory Consolidation Regulations, 2014

L.N. 300 of 2015 – Investment Firms (Reorganisation and Winding-up ) Regulations, 2015

L.N. 70 of 2016 – Investment Services Act (European Long-Term Investment Funds) Regulations, 2016

L.N. 114 of 2016 – Investment Services Act (Custodians of Collective Investment Schemes) Regulations

L.N. 115 of 2016 – Investment Services Act (UCITS Administrative Penalties, Measures and Investigatory Powers) Regulations

L.N. 222 of 2016 – Investment Services Act (UCITS Administrative Penalties, Measures and Investigatory Powers) (Amendment) Regulations

L.N. 77 of 2017 – Malta Financial Services Authority Act (Indices used as benchmarks in financial instruments and financial contracts or to measure the performance of investment funds) Regulations, 2017

L.N. 78 of 2017 – Malta Financial Services Authority Act (Transparency of securities financing transactions and of reuse) Regulations, 2017

L.N. 384 of 2017 – VARIOUS FINANCIAL SERVICES LAWS (AMENDMENT) ACT 2017 – (ACT NO XXXI OF 2017) – Commencement Notice

L.N. 387 of 2017 – Central Counterparties Access Regulations, 2017

L.N. 389 of 2017 – Position Limits and Position Management Controls in Commodity Derivatives and Reporting Regulations, 2017

L.N. 391 of 2017 – Data Reporting Services Regulations, 2017

L.N. 395 of 2017 – Algorithmic Trading Regulations, 2017

L.N. 400 of 2017 – Multilateral Trading Facilities and Organised Trading Facilities Regulations, 2017

L.N. 401 of 2017 – Investment Services Act and Banking Act (MiFID and MiFIR Administrative Penalties, Measures and Investigatory Powers) Regulations, 2017

L.N. 402 of 2017 – Markets in Financial Instruments Regulations, 2017

L.N. 403 of 2017 – Investment Services Act (Tied Agents) Regulations, 2017

L.N. 404 of 2017 – Investment Services Act (Alternative Investment Fund Manager) (Passport) (Amendment) Regulations, 2017

L.N. 405 of 2017 – Investment Services Act (Provision of Investment Services and Activities by Third- Country Firms) Regulations, 2017

L.N. 56 of 2018 – Multilateral Trading Facilities and Organised Trading Facilities Regulations (Amendment), 2018

L.N. 75 of 2018 – Investment Services Act (Prospectus of Collective Investment Schemes) (Amendment) Regulations, 2018

L.N. 417 of 2018 – Markets in Financial Instruments (Amendment) Regulations, 2018

L.N. 25 of 2019 – Investment Services Act (Money Market Funds) Regulations, 2019

Related Legislation

Act No. XXII of 2014

Financial Markets Act Cap. 345

Special Funds (Regulation) Act Cap. 450

Prevention of Money Laundering Act Cap. 373

Prevention of Financial Markets Abuse Act Cap. 476

Malta Financial Services Authority Act Cap. 330

Professional Secrecy Act Cap. 377

S.L. 459.01 Financial Collateral Arrangements Regulations

S.L. 330.07 Distance Selling (Retail Financial Services) Regulations

S.L. 330.06 MFSA Act – Financial Conglomerates Regulations