Archive

MiFID Legislation

10/08/2006

Commission Directive 2006/73/EC of 10 August 2006

10/08/2006

Commission Regulation (EC) No 1287/2006 of 10 August 2006

21/04/2004

Directive 2004/39/EC of the European Parliament and Council of 21 April 2004

ESMA Documents

28/06/2013

ESMA Final Report - Guidelines on remuneration policies and practices (MiFID)

24/09/2012

ESMA Consultation Paper - Guidelines on remuneration policies and practices (MiFID)

18/01/2011

ESMA Consultation Paper - Guidelines on certain aspects of the MiFID suitability requirements

18/01/2011

ESMA Consultation Paper - Guidelines on certain aspects of the MiFID compliance function requirements

13/10/2010

CESR Technical Advice to the European Commission in the Context of the MiFID Review – Equity Markets Post-trade Transparency Standards (CESR/10-882)

13/10/2010

CESR Technical Advice to the European Commission in the context of the MiFID Review – Client Categorisation (CESR/10-1040)

13/10/2010

CESR Technical Advice to the European Commission in the Context of the MiFID Review - Standardisation and Organised Platform Trading of OTC Derivatives (CESR/10-1096)

13/10/2010


CESR’s Responses to Questions 1-14 and 19 of the European Commission Request for Additional Information in Relation to the Review of MiFID CESR (CESR10-1254)

29/07/2010

 CESR Technical Advice to the European Commission in the Context of the MiFID Review and Responses to the European Commission Request for Additional Information (CESR/10-802, CESR/10-799, CESR/10-808, CESR/10-859, CESR/10-860)

12/07/2010

CESR Technical Advice to the European Commission in the context of the MiFID Review – Client Categorisation [Ref: CESR/10-831] – July 2010

10/05/2010

Consultation paper - CESR Technical Advice to the EC in the context of the MiFID Review Non-Equity market transparency

20/04/2010


CESR’s Feedback statement on Inducements: Good and Poor practices – (CESR/ 10-296).

20/04/2010


CESR’s Report on Inducements: Good and Poor practices – (CESR/10-295).

20/04/2010


CESR’s Feedback statement on Understanding the definition of advice under MiFID – (CESR/10-294).

20/04/2010

CESR’s Question & Answers on Understanding the definition of advice under MiFID – (CESR/10-293)

14/04/2010

CESR Technical Advice to the European Commission in the Context of the MiFID Review – Investor Protection and Intermediaries

14/04/2010

CESR Technical Advice to the European Commission in the Context of the MiFID Review – Equity Markets

14/04/2010

CESR Technical Advice to the European Commission in the Context of the MiFID Review – Transaction Reporting

24/11/2009

CESR Q&A on MiFID complex and non complex financial instruments

European Commission Documents

08/12/2010

Public Consultation regarding the review of the Markets in Financial Instruments Directive (MiFID)