Consultation Documents and Feedback Statements Archive

DATESUBJECT
29/05/2015Notice of extension of the consultation period in relation to the Proposed Conduct of Business Rulebook
06/05/2015Consultation Document relating to the creation of a proposed Conduct of Business Rulebook:
Consultation Document
Glossary
Chapter 1 - Disclosure
Chapter 2 - Product Governance
Chapter 3 - Conflicts of Interest
27/01/2014Proposed Conduct of Business Rules for the enhanced protection of customers in investment services (Updated 29 Jan 2014):
Consultation Document
Recommendations (Updated 29 Jan 2014)