Notices and Decisions

SEPTEMBER 11, 2025
Surrender of Licence by Kane LPI Solutions (Malta) Limited
LEI Code: 8945001NFIAKG2WI2A95 This notice is to make the general public aware that Kane LPI Solutions (Malta) Limited (“the Company”) requested the Malta Financial Services Authority (“MFSA”) to accept the surrender of its Class 3 Investment Services Licence. The MFSA has accepted the Co ...
SEPTEMBER 10, 2025
Surrender of Licence by Tribord SICAV PLC
This notice is to make the general public aware that Tribord SICAV PLC (“the Scheme”) requested the Malta Financial Services Authority (“MFSA”) to accept the surrender of the collective investment scheme licence granted to the Scheme and its Sub-Fund, namely, Tribord ‘A’ Fund, with LEI: ...
SEPTEMBER 05, 2025
Regulatory Action against Investors Europe (Malta) Limited (Previously known as Dolfin Asset Services Limited) (“the Company”)
The Malta Financial Services Authority (“MFSA”) decided to proceed with imposing an administrative penalty of one hundred and thirty-thousand-euro (€130,000) and the issuance of a directive on Investors Europe (Malta) Limited for the breaches of the MiFID Rules and the Investment Services Act ...
SEPTEMBER 02, 2025
Surrender of Licence by Forteq Limited
This notice is to make the general public aware that Forteq Limited (“the Company”) requested the Malta Financial Services Authority (“MFSA”) to accept the surrender of the authorisation which was issued to the Company to receive property under trust and to act as a trustee or co-trustee; pr ...
AUGUST 27, 2025
Surrender of Licence by Plethora Trusts & Fiduciaries Limited
This notice is to make the general public aware that Plethora Trusts & Fiduciaries Limited (“the Company”) requested the Malta Financial Services Authority (“MFSA”) to accept the surrender of the authorisation which was issued to the Company to receive property under trust, to act as a t ...
AUGUST 27, 2025
Surrender of Authorisation by Ving Limited  (“the Company”)
Ving Limited  (“the Company”) requested the Malta Financial Services Authority (“MFSA”) to accept the surrender of the authorisation which was issued to the Company to carry on insurance distribution activities in terms of the Insurance Distribution Act (Cap. 487). The MFSA has accepted the ...
AUGUST 27, 2025
Regulatory Action against Mr Markus Zeilinger
The Malta Financial Services Authority (“MFSA” or “the Authority”) decided that Mr Markus Zeilinger can no longer be deemed as being fit and proper to hold any approved positions. REGULATORY ACTION On 18 August 2025, the MFSA has decided that Mr Markus Zeilinger can no longer be deemed ...
AUGUST 27, 2025
Regulatory Action against Mr Johannes Puhr
The Malta Financial Services Authority (“MFSA” or “the Authority”) decided that Mr Johannes Puhr can no longer be deemed as being fit and proper to hold any approved positions. REGULATORY ACTION On 18 August 2025, the MFSA has decided that Mr Johannes Puhr can no longer be deemed as be ...
AUGUST 27, 2025
Regulatory Action against Investment Firm – Ref: 2025-26
The Malta Financial Services Authority (“MFSA”) decided to proceed with imposing an administrative penalty of €10, 750 (Ten thousand, seven hundred and fifty euro) on an Investment Firm BREACHES The MFSA determined that the Investment Firm has acted in breach of: R1-2.2.1 of Part B1 ...
JULY 29, 2025
Regulatory Action against Company Service Provider (“the CSP”) – Ref: 2025-25
The Malta Financial Services Authority (“MFSA”) decided to proceed with imposing an administrative penalty of two thousand and six hundred Euro (€2,600) on the CSP. Business Activity: Company Service Provider BREACHES The MFSA determined that the CSP has acted in breach of Rule R3-13. ...