Notices and Decisions
JULY 21, 2025
LEI Code: 21380086TAW8SX7L3W60
This notice is to make the general public aware that AQA Capital Limited (“the AIFM”) requested the Malta Financial Services Authority (“MFSA”) to accept the removal of Terme Fund (“the Sub-Fund”) from the MFSA’s list of Notified AIFs (“NAIFs”). Th ...
JULY 15, 2025
This notice is to make the general public aware that Lesley Seychell has requested the Malta Financial Services Authority (“MFSA”) to accept the surrender of the authorisation which was issued to Lesley Seychell to act as Under Threshold Class B company service provider in terms of Article 5 of ...
JULY 15, 2025
This notice is to make the general public aware that Integrated-Capabilities (Malta) Limited (“the Company”) requested the Malta Financial Services Authority (“MFSA”) to accept the surrender of the authorisation which was issued to the Company to receive property under trust, to act as a tru ...
JULY 14, 2025
The Malta Financial Services Authority (“MFSA”) decided to proceed with imposing an administrative penalty of one thousand and five hundred Euro (€1,500) on the AIF.
BREACHES
The MFSA determined that the AIF has acted in breach of SLC 5.06 (ii)(iii) of Part B of the Investment Services R ...
JULY 10, 2025
LEI Code: 213800WRQLUDHXJNJT97
This notice is to make the general public aware that Solid Future UCITS Funds SICAV plc (the “Scheme”) has requested the Malta Financial Services Authority (“MFSA”) to accept the surrender of the collective investment scheme licence granted to the Scheme in ...
JULY 08, 2025
The integrity the financial system is key to ensure the stability, development and growth of any country’s economy. Threats to the financial system need to be properly assessed and mitigated. One such threat is the funding of terrorism, where the financial system is abused to provide support to te ...
JULY 07, 2025
The Malta Financial Services Authority (“MFSA”) decided to proceed with imposing an administrative penalty of eight thousand and five hundred Euro (€8,500) on the PDMR.
Business Activity: Requirement to submit PDMR notifications under the Regulation (EU) 596/2014 on Market Abuse (“MAR”) ...
JULY 07, 2025
The Malta Financial Services Authority (“MFSA”) decided to proceed with imposing an administrative penalty of eight thousand and five hundred Euro (€8,500) on the PDMR.
Business Activity: Requirement to submit PDMR notifications under the Regulation (EU) 596/2014 on Market Abuse (“MAR”) ...
JULY 07, 2025
The Malta Financial Services Authority (“MFSA”) decided to proceed with imposing an administrative penalty of twenty-three thousand and five hundred Euro (€23,500) on the PDMR.
Business Activity: Requirement to submit PDMR notifications under the Regulation (EU) 596/2014 on Market Abuse (� ...
JUNE 30, 2025
The Malta Financial Services Authority (“MFSA”) decided to proceed with imposing an administrative penalty of seven thousand Euro (€7,000) on an Issuer previously listed on the Official List of the Malta Stock Exchange.
BREACHES
The MFSA determined that the Issuer has acted in breach of ...
