Recognised Persons Circulars

APRIL 18, 2023
Circular to the Financial Services Industry on the Legal Entity Identifier (‘LEI’) and Data Quality on the Licence Holder (LH) Portal
NOVEMBER 18, 2022
Minor Update to the Annual Fund Return
NOVEMBER 15, 2022
Use of Electronic Signatures
OCTOBER 07, 2022
Circular addressed to Authorised Persons Entrusted with the Payment of Application Fees, Supervisory Fees, or Penalties
OCTOBER 17, 2019
Circular on the Submission of Regulatory Reporting in relation to Collective Investment Schemes, Recognised Persons and Investment Services Licence Holders
DECEMBER 16, 2014
Thematic Review on compliance of Recognised Fund Administrators with the requirements on Governance and Compliance
NOVEMBER 12, 2012
Circular addressed to the Investment Services Industry regarding Amendments to the Q&A on Recognised Incorporated Cell Companies
APRIL 23, 2012
Circular to the Financial Services Industry on the Companies Act (Recognised Incorporated Cell Companies) Regulations and Investment Services Rules for Recognised Incorporated Cell Companies and Incorporated Cells
JUNE 04, 2008
Proposed revised Investment Services Rules for Recognised Persons