MiFID and MiFIR Circulars

JANUARY 23, 2023
New ESMA Consultation Paper on Manual on Post-Trade Transparency
DECEMBER 21, 2022
New ESMA Q&A on Single Liquidity Provider and Systemic Internaliser Operation
NOVEMBER 15, 2022
Use of Electronic Signatures
OCTOBER 07, 2022
Circular addressed to Authorised Persons Entrusted with the Payment of Application Fees, Supervisory Fees, or Penalties
SEPTEMBER 07, 2022
Public Register for the Trading Obligation for Derivatives under MiFIR
SEPTEMBER 06, 2022
Updated Questions and Answers on MiFID II and MiFIR Transparency Requirements Applicable to Intra-Group Transactions
JULY 28, 2022
ESMA’s Opinion on the Classification of Third-Country Counterparties
APRIL 11, 2022
The Introduction of Appendix 2E – A New Regulatory Return for Licence Holders Offering Depositary Services Solely to Collective Investment Schemes
MARCH 17, 2022
Exercising Caution in Times of Heightened Cyber Threat
JANUARY 24, 2022
ICT Outsourcing Arrangements – Sector Specific Guidelines and Updated Registers