CRD IV Package Circulars

FEBRUARY 06, 2020
Change in the Prudential Regulation of Investment Firms – The Investment Firm Regulation and Directive
SEPTEMBER 25, 2019
Cybersecurity – Threat Mitigation
JANUARY 09, 2017
Circular on Own Funds Requirements for Investment Firms and Fund Managers based on Fixed Overheads under Article 97(4) of Regulation (EU) No 575/2013
JANUARY 05, 2016
Circular Addressed to Category 2 and 3 Investment Services Licence Holders Regarding their Disclosure Requirements
DECEMBER 30, 2015
Circular on Appendix 1C – Capital Buffers Requirement Applicable to Category 3 Investment Services Licence
NOVEMBER 12, 2015
Circular Addressed to the Category 3 Investment Services Licence Holders – Disclosure of the Leverage Ratio
JUNE 05, 2015
Circular Addressed to the Investment Services Industry – Common Equity Tier 1 (CET 1) Instruments
MAY 28, 2015
Circular to Investment Services Licence Holders on the Inclusion of Interim or Year-End Profits
MAY 18, 2015
Circular Addressed to the Financial Services Industry on the Application of the Calculation Methods of Capital Adequacy Requirements for Financial Conglomerates
MARCH 26, 2015
Circular Addressed to Investment Services Licence Holders – Educational Clinic for Investment Firms on the CRD IV Package and Other Supervisory Matters