Prevention of Market Abuse Circulars

APRIL 01, 2024
Establishing and Classifying the Organisation Size of Entities Within the Remit of Capital Markets Supervision
FEBRUARY 09, 2024
Circular on the Market Abuse Regulation (‘MAR’the ‘Regulation’) – ESMA Issues Warning for People Posting Investment Recommendations on Social Media
FEBRUARY 01, 2024
Establishing and Classifying the Organisation Size
OCTOBER 16, 2023
Circular on the Benchmarks Regulation (‘BMR’) – Update to the Information Gathered relating to the Use of Benchmarks
AUGUST 09, 2023
Observations from Supervisory Inspections held with Issuers on the Prevention of Financial Market Abuse
JULY 17, 2023
ESMA Does Not Find Evidence to Ban Pre-Hedging but Warns on Risks
APRIL 18, 2023
Circular to the Financial Services Industry on the Legal Entity Identifier (‘LEI’) and Data Quality on the Licence Holder (LH) Portal
NOVEMBER 15, 2022
Circular on Article 16 of Regulation (EU) No 596/2014 of the European Parliament and of the Council on Market Abuse (‘MAR / the ‘Regulation’)
NOVEMBER 15, 2022
Use of Electronic Signatures
OCTOBER 07, 2022
Circular addressed to Authorised Persons Entrusted with the Payment of Application Fees, Supervisory Fees, or Penalties