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DECEMBER 20, 2017
Reference Number: 04-2016 / 04-2015 Chapter 1 - Disclosures Chapter 2 - Financial Product Governance Chapter 3 - Conflicts of Interest Chapter 4 - Sales Process and Selling Practices Chapter 5 - Execution of Clients Orders Definitions/Glossary ...
MARCH 14, 2017
Reference Number: 08-2016 Amendments to Chapter 8 of the Insurance Rules Amendments to Annex IV to Chapter 8 New Annex V to Chapter 8 - External audit of the Solvency II regulatory returns ...
DECEMBER 30, 2016