Consultation Documents

MAY 05, 2011
Consultation on the proposed new Regulations to transpose certain requirements of the UCITS IV Directive
Reference Number: 03-2011 Expiry Date: 19/05/2011 ...
MARCH 25, 2011
Consultation Note – Proposal for Amendments to Financial Institutions Act (E-Money Institutions), and new Financial Institutions Rule FIR/03
Expiry Date: 11/04/2011 ...
MARCH 14, 2011
Consultation Document on the Transposition of the UCITS IV and the implementation of the CESR MMF Guidelines
Expiry Date: 30/06/2011 ...
DECEMBER 28, 2010
Consultation Note – Proposals for Legal Notices / Ministerial Regulations and for new laws and amendments to existing laws – Draft Financial Collateral Arrangements (Amendment) Regulations, 2011
Expiry Date: 15/01/2011 ...
DECEMBER 02, 2010
Note for Information
Reference Number: 37-2010 Expiry Date: 31/01/2011 ...
NOVEMBER 08, 2010
Rule on Programmed Withdrawal Arrangements
Expiry Date: 10/12/2010 ...
SEPTEMBER 24, 2010
Consultation Paper proposing amendments to Insurance Intermediaries Rule 13 of 2007 – ‘Monies held in a fiduciary capacity’
Expiry Date: 29/10/2012 ...
AUGUST 26, 2010
Consultation on draft regulations on Contractual Funds in terms of the Investment Services Act 1994 – Feedback Statement
Expiry Date: 09/08/2009 ...
AUGUST 24, 2010
Consultation Note – Financial Institutions Act (Safeguarding of funds) Regulations 2010
Expiry Date: 24/08/2010 ...
JULY 05, 2010
Consultation Document on Listing Authority Policies
Expiry Date: 26/07/2010 ...