MiFID and MiFIR Circulars

NOVEMBER 03, 2017
Circular on Markets in Financial Instruments Directive (‘MIFID II’) and Markets in Financial Instruments Regulations (‘MIFIR’) Transaction Reporting
OCTOBER 13, 2017
Circular on Directive 2014/65/EU on Markets in Financial Instruments (‘MiFID II’) and Regulation 600/2014 on Markets in Financial Instruments (‘MiFIR’)
OCTOBER 05, 2017
Circular – Revisions to the Investment Services Licence – Directive 2014/65/EU of the European Parliament and of the Council – Markets in Financial Instruments Directive (“MiFID II”)
JUNE 19, 2017
Circular on Markets in Financial Instruments Regulations (‘MiFIR’) – Consultation Paper on the Trading Obligation for Derivatives under MiFIR
MAY 25, 2017
Circular on Markets in Financial Instruments Directive (‘MiFID II’) and Markets in Financial Instruments Regulations (‘MiFIR’)
APRIL 18, 2017
Circular to the Financial Services Industry with regards to the MiFID II Regulatory Technical Standards (RTS) and Delegated Acts
MARCH 03, 2017
Circular on Markets in Financial Instruments Directive (‘MiFID II’) and Markets in Financial Instruments Regulations (‘MiFIR’)
FEBRUARY 15, 2017
Circular to the Financial Services Industry in Relation to the Transposition of MiFID II
JANUARY 17, 2017
Circular – Briefing on Markets in Financial Instruments Directive (‘MiFID II’) Technical Data Reporting Requirements
JANUARY 09, 2017
Circular on Own Funds Requirements for Investment Firms and Fund Managers based on Fixed Overheads under Article 97(4) of Regulation (EU) No 575/2013