MiFID and MiFIR Circulars

JANUARY 02, 2018
Circular on Markets in Financial Instruments Directive (‘MIFID II’) and Markets in Financial Instruments Regulations (‘MIFIR’) – Transaction Reporting – End of Phase 3 – ‘Go-Live’
DECEMBER 29, 2017
Circular on the revised Part BII, Part BIII and Part BIV of the Investment Services Rules for Investment Services Providers
DECEMBER 22, 2017
Circular – Transaction Reporting
DECEMBER 22, 2017
Circular – Requirement to obtain a Legal Entity Identifier (‘LEI’)
DECEMBER 21, 2017
Circular – Transition from ‘Phase 3: Validation Testing’ to ‘Go-Live’
DECEMBER 21, 2017
Circular – European Securities and Markets Authority (‘ESMA’) Statement Supporting the Smooth Implementation of Legal Entity Identifiers (‘LEI’) Requirements under MiFIR
DECEMBER 19, 2017
Circular on the revised Financial Market Rules for Trading Venues, DRSPs and Central Securities Depositories
DECEMBER 18, 2017
Circular on the issue of the revised Part BI of the Investment Services Rules for Investment Services Providers
NOVEMBER 29, 2017
Circular on Markets in Financial Instruments Directive (‘MIFID II’) and Markets in Financial Instruments Regulations (‘MIFIR’) – Transaction Reporting
NOVEMBER 17, 2017
No LEI No Trade – requirement to obtain a Legal Entity Identifier under MiFID II