Investment Services Circulars

JANUARY 07, 2022
Circular to Investment Firms in relation to the Transposition of the CRD V
JANUARY 06, 2022
Circular on the Call for Evidence on a Pilot Regime for Market Infrastructures Based on Distributed Ledger Technology (‘DLT’)
DECEMBER 23, 2021
Publication of the Taxonomy Regulation Article 8 Disclosures Delegated Act
DECEMBER 16, 2021
Log4j Critical Vulnerability
OCTOBER 26, 2021
Reporting according to Annex IV to Article 3 and 24 of the Commission Delegated Regulation (EU) No 231/2013 supplementing Directive 2011/61/EU and Annex 5 to Appendix 13 of the Investment Services Rules for Investment Services Providers Qualifying as AIFMs and De-Minimis AIFMs (“AIFMD Reporting”) – New Validation Rules on the Reporting Files
OCTOBER 20, 2021
Update on CBM Reporting & Appendix 2B for Fund Managers
OCTOBER 11, 2021
Investment Firms Classification & XBRL Submissions Testing Phase
OCTOBER 08, 2021
Circular on the Updates made to Part A of the Investment Services Rules for Investment Services Providers
OCTOBER 01, 2021
The Implementation of the Sustainable Finance Disclosure Regulation (“SFDR”) – Notification on the process to be adopted for the submission of updates to the pre-contractual document (prospectus) by PIFs and De Minimis AIFMs
SEPTEMBER 30, 2021
MiFID Firms Quarterly Reporting