Investment Services Circulars

MARCH 10, 2008
Advertising and promotion of packaged products as Pension / Retirement Plans
NOVEMBER 23, 2007
Amendments to the Guidance Notes to the Investment Services Rules for Investment Services Providers
OCTOBER 30, 2007
Publication of Investment Services Rules and Financial Market Rules and other Developments related to the transposition and implementation of the Markets in Financial Instruments Directive
FEBRUARY 10, 2007
Third Circular – Attachment II -Invitation – CRD Presentation
JANUARY 31, 2007
Circular regarding the EU Markets in Financial Instruments Directive (‘MiFID’) and the EU Capital Requirements Directive (‘CRD’)
JANUARY 10, 2007
ircular regarding the EU Capital Requirements Directive (‘CRD’)
DECEMBER 06, 2006
Circular regarding the EU Capital Requirements Directive (‘CRD’)
SEPTEMBER 22, 2006
Proposed Regulatory Requirements concerning Performance Fees payable by Retail Collective Investment Schemes
SEPTEMBER 22, 2006
Investment Services Act (Performance Fees) Regulations, 2006
SEPTEMBER 15, 2006
Proposed Review of the Criteria for Licensing of Overseas Based Collective Investment Schemes