Investment Services Circulars

JUNE 11, 2010
Circular Letter Regarding the Risk Management and Internal Capital Adequacy Assessment Process (“RMICAAP”)
MAY 28, 2010
Circular addressed to the Investment Services Industry Regarding the Transposition of the Articles of the Capital Requirements Directive relating to Supervision on a Consolidated Basis
APRIL 06, 2010
Circular addressed to Non-UCITS Fund Managers Regarding the Proposed Changes to the Applicable Financial Resources Requirement
FEBRUARY 05, 2010
Circular addressed to the Financial Services Industry regarding Master-Feeder Structures for Professional Investor Funds targeting Qualifying or Extraordinary Investors
JANUARY 07, 2010
Annual Financial Return
NOVEMBER 24, 2009
Circular addressed to the Financial Services Industry regarding Complex / Non-Complex Instruments for the Purposes of the Markets in Financial Instruments Directive (“MiFID”)
NOVEMBER 19, 2009
Circular addressed to the Maltese Investment Fund Industry Regarding CESR’s Protocol on MiFID Passport Notifications
NOVEMBER 10, 2009
Schedule H – List of Information Required for the Assessment of an Acquisition
SEPTEMBER 11, 2009
ISR Acquisitions
AUGUST 27, 2009
Note for Consultation – Amendments to LN327 of 2009 and LN88 of 2004