Investment Services Circulars

MAY 17, 2019
Frequently Asked Questions – Implications of a Hard Brexit on the local asset management industry
MARCH 28, 2019
Circular on a proposed Temporary Permission Regime (‘TPR’) for UK Investment Funds, Asset Managers and Investment Firms passporting into Malta in relation to a No-Deal Brexit Scenario
FEBRUARY 14, 2019
Circular on the Regulatory Framework for ‘CRR Local Firms’ within the Maltese MiFID Investment Firms’ Framework
FEBRUARY 14, 2019
Circular on the agreement between ESMA and EU Securities Regulators with the UK’s Financial Conduct Authority as part of a no-deal Brexit Scenario
FEBRUARY 13, 2019
Circular to Applicants who are required to complete a Personal Questionnaire
FEBRUARY 06, 2019
Circular to the Collective Investment Schemes, Fund Managers and Depositaries on ESMA Liquidity Stress Test Guidance
JANUARY 14, 2019
Circular on Commission Delegated Regulations on safe-keeping duties of depositaries
JANUARY 14, 2019
Circular – Brexit: UK FCA Temporary Permissions Regime
DECEMBER 28, 2018
ESMA Statement – Reminder to firms on their MiFID obligations on the disclosure of information to clients in the context of the United Kingdom withdrawing from the European Union
NOVEMBER 13, 2018
Circular on the Revised Part BI of the Investment Services Rules for Investment Services Providers