Investment Services Circulars

FEBRUARY 18, 2020
Users of Benchmarks in terms of the European Benchmarks Regulation
FEBRUARY 06, 2020
Change in the Prudential Regulation of Investment Firms – The Investment Firm Regulation and Directive
FEBRUARY 05, 2020
Circular on Market Infrastructure Matters in relation to Brexit
NOVEMBER 06, 2019
Update to Part BI: Rules applicable to Investment Services Licence Holders which qualify as MiFID Firms (“the Rules”)
NOVEMBER 06, 2019
Supervision: Risks Identified, Weaknesses and Expected Controls
OCTOBER 17, 2019
Circular on the Submission of Regulatory Reporting in relation to Collective Investment Schemes, Recognised Persons and Investment Services Licence Holders
OCTOBER 04, 2019
Circular to Custodians regarding LH Portal Submissions
SEPTEMBER 25, 2019
Cybersecurity – Threat Mitigation
AUGUST 23, 2019
Update to Part BI: Rules applicable to Investment Services Licence Holders which qualify as MiFID Firms (“the Rules”)
JULY 31, 2019
ESMA Publishes Consultation Paper on Performance Fees in UCITS