Surrender of Licence by Rootstock Investment Management (Malta) Limited
FEBRUARY 28, 2020

This notice is to make the general public aware that Rootstock Investment Management (Malta) Limited (“the Company”) requested the Malta Financial Services Authority (“MFSA”) to accept the surrender of its Category 2 Investment Services Licence. The MFSA has accepted the Company’s request. This surrender is entirely voluntary and does not arise as a result of any regulatory action taken by the MFSA. Accordingly, with effect from 28 February 2020, the Company ceased to be licensed by the MFSA.