Surrender of Licence by Broadgate Capital Funds SICAV plc
FEBRUARY 20, 2020

This notice is to make the general public aware that Broadgate Capital Funds SICAV plc (“the Scheme”) requested the Malta Financial Services Authority (“MFSA”) to accept the surrender of its collective investment scheme licence, as well as the collective investment scheme licence granted in relation to its only sub-fund, New Europe Opportunity Fund. The MFSA has accepted the Scheme’s request. This surrender is entirely voluntary and does not arise as a result of any regulatory action taken by the MFSA. Accordingly, with effect from 19 February 2020, the Scheme ceased to be licensed by the MFSA.