The Malta Financial Services Authority (“MFSA”) decided to proceed with imposing an administrative penalty of one thousand and one hundred Euro (€1,100) on the Retail UCITS Scheme.

BREACHES

The MFSA determined that the Retail UCITS Scheme has acted in breach of SLC 1.3(i) of Appendix II to Part B of the Investment Services Rules for Retail Schemes and SLC 12.8 of Part BII of the Investment Services Rules for Retail Schemes as it failed to submit the Director’s Confirmation (related to the annual reporting) and the Self-Assessment Certificate for the financial year ended 31 December 2022 within the regulatory deadline.

REGULATORY ACTION

On 8 April 2026, the MFSA decided to impose an administrative penalty of one thousand and one hundred Euro (€1,100) on the Retail UCITS Scheme.

PUBLICATION

This notice is being published in terms of Article 16(8) of the Malta Financial Services Authority Act and the MFSA’s Publication Policy.