Settlement Notices
JANUARY 22, 2026
As part of its supervisory engagement with the Company, the Malta Financial Services Authority (“MFSA” or the “Authority”) identified certain failures in the Company’s adherence with the Conduct of Business Rulebook and Article 16(2) of the Regulation (EU) 596/2014 on Market Abuse (“MAR� ...
DECEMBER 17, 2025
The Malta Financial Services Authority (“MFSA” or the “Authority”) has been looking into certain matters relating to the Trustee in relation to failings to adhere to Regulation 5(2) of the Trusts and Trustees Act (Register of Beneficial Owners) Regulations. The Authority has considered the g ...
DECEMBER 17, 2025
The Malta Financial Services Authority (“MFSA” or the “Authority”) has been looking into certain matters relating to the Trustee in relation to failings to adhere to Regulation 3(1) and Regulation 5(1) of the Trusts and Trustees Act (Register of Beneficial Owners) Regulations. The Authority ...
NOVEMBER 04, 2025
The Malta Financial Services Authority (“MFSA” or the “Authority”) has been looking into certain matters related to a Professional Investor Fund with respect to the late submission of regulatory information to the Authority. The Authority has considered the goodwill demonstrated by the Profe ...
OCTOBER 29, 2025
The Malta Financial Services Authority (“MFSA” or the “Authority”) has been looking into certain matters related to a Professional Investor Fund with respect to the late submission of regulatory information to the Authority. The Authority has considered the goodwill demonstrated by the Profe ...
OCTOBER 29, 2025
The Malta Financial Services Authority (“MFSA” or the “Authority”) has been looking into certain matters related to a Professional Investor Fund with respect to the late submission of regulatory information to the Authority. The Authority has considered the goodwill demonstrated by the Profe ...
OCTOBER 03, 2025
The Malta Financial Services Authority (“MFSA” or the “Authority”) has been looking into certain matters related to a Company Service Provider in relation to late submission of regulatory information to the Authority. The Authority has considered the goodwill demonstrated by the Company and ...
OCTOBER 01, 2025
The Malta Financial Services Authority (“MFSA”) decided to proceed with imposing an administrative penalty of one thousand four hundred and forty Euro (€1,440) on the CSP.
Business Activity: Company Service Provider
FINDINGS
The MFSA determined that the CSP has acted in breach of Rule ...
SEPTEMBER 29, 2025
The Malta Financial Services Authority (“MFSA” or the “Authority”) has been looking into certain matters related to the Trustee in relation to failings to adhere to Regulation 5(2) of the Trusts and Trustees Act (Register of Beneficial Owners) Regulations. The Authority has considered the go ...
SEPTEMBER 19, 2025
The Malta Financial Services Authority (“MFSA” or the “Authority”) has been looking into certain matters related to a Professional Investor Fund with respect to the late submission of regulatory information to the Authority. The Authority has considered the goodwill demonstrated by the Profe ...
