Settlement Notices
JUNE 03, 2026
The Malta Financial Services Authority (‘MFSA’ or the ‘Authority’) has been looking into certain matters related to the Financial Institution in relation to failings which resulted from the Authority’s supervisory engagement with the Financial Institution. The Authority has considered the ...
MAY 05, 2026
The Malta Financial Services Authority (“MFSA” or the “Authority”) has been looking into certain matters related to an Investment Services Firm in relation to late submission of regulatory information to the Authority. The Authority has considered the goodwill demonstrated by the Investment ...
APRIL 30, 2026
The Malta Financial Services Authority (‘MFSA’ or the ‘Authority’) has been looking into certain matters related to the Fund Manager in relation to failings which resulted from the Authority’s supervisory engagement with the Fund Manager. The Authority has considered the goodwill demonstra ...
APRIL 21, 2026
The Malta Financial Services Authority (“MFSA” or the “Authority”) has been looking into certain matters related to the Trustee in relation to failings to adhere to Regulation 5(2) of the Trusts and Trustees Act (Register of Beneficial Owners) Regulations. The Authority has considered the go ...
APRIL 14, 2026
The Malta Financial Services Authority (“MFSA” or the “Authority”) has been looking into certain matters related to a Professional Investor Fund with respect to the late submission of regulatory information to the Authority. The Authority has considered the goodwill demonstrated by the Profe ...
APRIL 13, 2026
The Malta Financial Services Authority (“MFSA” or the “Authority”) has been looking into certain matters related to a Professional Investor Fund with respect to the late submission of regulatory information to the Authority. The Authority has considered the goodwill demonstrated by the Profe ...
APRIL 01, 2026
The Malta Financial Services Authority (“MFSA” or the “Authority”) has been looking into certain matters relating to the Trustee in relation to failings to adhere to Regulation 5(1) of the Trusts and Trustees Act (Register of Beneficial Owners) Regulations. The Authority has considered the g ...
APRIL 01, 2026
The Malta Financial Services Authority (“MFSA” or the “Authority”) has been looking into certain matters related to the Trustee in relation to failings to adhere to Regulation 5(2) of the Trusts and Trustees Act (Register of Beneficial Owners) Regulations. The Authority has considered the go ...
APRIL 01, 2026
The Malta Financial Services Authority (“MFSA” or the “Authority”) has been looking into certain matters related to a Professional Investor Fund with respect to the late submission of regulatory information to the Authority. The Authority has considered the goodwill demonstrated by the Profe ...
FEBRUARY 20, 2026
The Malta Financial Services Authority (“MFSA” or the “Authority”) has been looking into certain matters related to a Professional Investor Fund with respect to the late submission of regulatory information to the Authority. The Authority has considered the goodwill demonstrated by the Profe ...
