Settlement Notices
MAY 13, 2024
The Malta Financial Services Authority (“MFSA” or the “Authority”) has been looking into certain matters related to an Investment Services Firm in relation to late submission of regulatory information to the Authority. The Authority has considered the goodwill demonstrated by the Investment ...
APRIL 30, 2024
The Malta Financial Services Authority (“MFSA” or the “Authority”) has been looking into certain matters related to an Investment Services Firm in relation to late submission of regulatory information to the Authority. The Authority has considered the goodwill demonstrated by the Investment ...
APRIL 18, 2024
In the course of routine inspections which the Malta Financial Services Authority (“MFSA” or the “Authority”) carried out as part of its supervisory engagement with Jesmond Mizzi Financial Advisors Limited (“JMFA” or the “Company”), the MFSA has identified certain shortcomings relati ...
APRIL 18, 2024
The Malta Financial Services Authority (“MFSA” or the “Authority”) has been looking into certain matters related to the Trustee’s failings to adhere to Regulation 5(2) of the Trusts and Trustees Act (Register of Beneficial Owners) Regulations. The Authority has considered the goodwill demo ...
APRIL 15, 2024
The Malta Financial Services Authority (“MFSA” or the “Authority”) has been looking into certain matters related to a Retirement Scheme Administrator in relation to late submission of regulatory information to the Authority. The Authority has considered the goodwill demonstrated by the Retir ...
MARCH 28, 2024
The Malta Financial Services Authority (“MFSA” or the “Authority”) has been looking into matters related to a Retirement Scheme Administrator with respect to late submission of regulatory information to the Authority. The Authority has considered the goodwill demonstrated by the Retirement S ...
MARCH 15, 2024
The Malta Financial Services Authority (“MFSA” or the “Authority”) has been looking into certain matters related to an Investment Services Firm in relation to late submission of regulatory information to the Authority. The Authority has considered the goodwill demonstrated by the Investment ...
FEBRUARY 27, 2024
The Malta Financial Services Authority ("MFSA" or the "Authority") has been looking into certain matters related to a Company Service Provider in relation to late submission of regulatory information to the Authority. The Authority has considered the goodwill demonstrated by the Company Service Prov ...
FEBRUARY 26, 2024
The Malta Financial Services Authority (“MFSA” or the “Authority”) has been looking into certain matters related to an Investment Services Firm in relation to late submission of regulatory information to the Authority. The Authority has considered the goodwill demonstrated by the Investment ...
FEBRUARY 14, 2024
The Malta Financial Services Authority (“MFSA” or the “Authority”) has been looking into matters related to an Insurance Principal with respect to late submission of regulatory information to the Authority. The Authority has considered the goodwill demonstrated by the Insurance Principal and ...