Settlement Notices
SEPTEMBER 05, 2025
The Malta Financial Services Authority (“MFSA” or the “Authority”) has been looking into certain matters related to a Professional Investor Fund with respect to the late submission of regulatory information to the Authority. The Authority has considered the goodwill demonstrated by the Profe ...
SEPTEMBER 05, 2025
The Malta Financial Services Authority (“MFSA” or the “Authority”) has been looking into certain matters related to a Professional Investor Fund with respect to the late submission of regulatory information to the Authority. The Authority has considered the goodwill demonstrated by the Profe ...
SEPTEMBER 05, 2025
The Malta Financial Services Authority (“MFSA” or the “Authority”) has been looking into certain matters related to a Professional Investor Fund with respect to the late submission of regulatory information to the Authority. The Authority has considered the goodwill demonstrated by the Profe ...
SEPTEMBER 05, 2025
The Malta Financial Services Authority (“MFSA” or the “Authority”) has been looking into certain matters related to a Professional Investor Fund with respect to the late submission of regulatory information to the Authority. The Authority has considered the goodwill demonstrated by the Profe ...
AUGUST 28, 2025
The Malta Financial Services Authority (“MFSA” or the “Authority”) has been looking into certain matters related to a Company Service Provider in relation to late submission of regulatory information to the Authority. The Authority has considered the goodwill demonstrated by the Company Serv ...
AUGUST 07, 2025
The Malta Financial Services Authority (“MFSA” or the “Authority”) has been looking into certain matters related to an Investment Services Firm in relation to late submission of regulatory information to the Authority. The Authority has considered the goodwill demonstrated by the Company and ...
JULY 24, 2025
The Malta Financial Services Authority (“MFSA” or the “Authority”) decided to proceed with imposing an administrative penalty of three thousand Euro (€3,000) on an Issuer listed on the Malta Stock Exchange’s Official List.
BREACHES
The MFSA’s investigation found failings in respe ...
JULY 24, 2025
The Malta Financial Services Authority (“MFSA”) decided to proceed with imposing an administrative penalty of three thousand Euro (€3,000) on an Issuer previously listed on the Malta Stock Exchange’s Official List.
BREACHES
The MFSA’s investigation found failings in respect of Rule 5 ...
JUNE 30, 2025
The Malta Financial Services Authority (“MFSA” or the “Authority”) has been looking into certain matters related to the Company in relation to failings which resulted from the Authority’s supervisory engagement with the Company. The Authority has considered the goodwill demonstrated by the ...
JUNE 30, 2025
The Malta Financial Services Authority (“MFSA” or the “Authority”) has been looking into certain matters related to an Insurance Undertaking with respect to the late submission of regulatory information to the Authority. The Authority has considered the goodwill demonstrated by the Insurance ...
